Lawrence D. Gunn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Dwight Gunn JR, who also goes by Larry Gunn, Lawrence D Gunn Jr, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1971. Lawrence had worked at 11 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2005 - December 16, 2015
ON INVESTMENT MANAGEMENT CO
May 19, 2005 - December 16, 2015
THE O.N. EQUITY SALES COMPANY
July 6, 2004 - June 13, 2005
1717 CAPITAL MANAGEMENT COMPANY
February 8, 2001 - June 13, 2005
1717 CAPITAL MANAGEMENT COMPANY
May 3, 1999 - February 26, 2001
PARK AVENUE SECURITIES LLC
December 5, 1989 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
March 31, 1989 - December 7, 1989
WALNUT STREET SECURITIES, INC.
May 28, 1987 - April 18, 1989
SENTRA SECURITIES CORPORATION
September 10, 1986 - June 4, 1987
INTEGRATED RESOURCES EQUITY CORPORATION
January 28, 1983 - September 18, 1986
GREEN HILL FINANCIAL SERVICE CORPORATION
December 21, 1971 - December 29, 1982
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
December 21, 1971 - December 29, 1982
MONY SECURITIES CORPORATION
Primary Firm SEC Registration
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/15/1971
Registered Representative ExaminationCurrent Firm
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
