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RM

Robert R. Marshall

TIAA WEALTH INVESTMENT MANAGEMENT LLC
Richmond, VA
Some features on this profile are disabled
CRD#: 2320393
RM

Professional summary

Robert Russell Marshall JR, who also goes by Rob Marshall Jr, Robert Russell Marshall, is a registered financial advisor currently at TIAA WEALTH INVESTMENT MANAGEMENT LLC located in Richmond, Virginia.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Robert has worked at 7 firms and has passed the Series 65, Series 63, Series 87, Series 86 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Rob Marshall Jr | Robert Russell Marshall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Russell Marshall JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 10, 2025 - Present

TIAA WEALTH INVESTMENT MANAGEMENT LLC

Office #2: 650 Peter Jefferson Parkway Suite 160, Charlottesville, VA 22911
RIA
CRD#: 334925
Richmond, VA
Past

April 5, 2013 - February 27, 2014

DAVENPORT & COMPANY LLC

BD
CRD#: 1588
RICHMOND, VA
Past

February 4, 2013 - February 27, 2014

DAVENPORT & COMPANY LLC

RIA
CRD#: 1588
RICHMOND, VA
Past

October 23, 2002 - April 17, 2013

EAGLE ASSET MANAGEMENT INC

RIA
CRD#: 110653
RICHMOND, VA
Past

October 15, 2002 - August 21, 2007

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
ST. PETERSBURG, FL
Past

October 1, 1999 - October 28, 2002

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

February 22, 1995 - October 1, 1999

FIRST UNION CAPITAL MARKETS CORP.

BD
CRD#: 6124
CHARLOTTE, NC
Past

October 22, 1993 - March 16, 1994

HUBERMAN FINANCIAL INC.

BD
CRD#: 28760
DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TIAA WEALTH INVESTMENT MANAGEMENT LLC
TIAA WEALTH INVESTMENT MANAGEMENT LLC

CRD#: 334925 / SEC#: 801-132296

RIA
Registered Investment Advisory firm - (3/31/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Virginia
(10/10/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/6/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/19/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 87
Date: 6/25/2013
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 86
Date: 6/19/2013
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 7
Date: 10/21/1993
General Securities Representative Examination

Current Firm

TW
TIAA WEALTH INVESTMENT MANAGEMENT LLC
TIAA WEALTH INVESTMENT MANAGEMENT LLC

CRD#: 334925 / SEC#: 801-132296

RIA
Registered Investment Advisory firm - (3/31/2025 Approved)
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Contact information

Main Address
730 Third Ave, New York, NY 10017-3206
Mailing Address
Phone number
(212) 490-9000
Established
Firm type
Fiscal year end
# of Employees
2

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

TIAA WEALTH INVESTMENT MANAGEMENT LLC DISCLOSURE BROCHURE - FEBRUARY 28, 2025 (2/28/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TIAA WEALTH INVESTMENT MANAGEMENT LLC

CRD#: 334925Richmond, VA

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