David J. Donovan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Jerome Donovan was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1993. David had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2018 - November 14, 2018
AMERIVET SECURITIES, INC.
May 7, 2012 - December 21, 2012
B. RILEY & CO., LLC
October 11, 2011 - May 1, 2012
DETWILER FENTON & CO.
April 12, 2011 - August 25, 2011
GLEACHER & COMPANY SECURITIES, INC.
March 4, 2010 - March 31, 2011
CAROLINA CAPITAL MARKETS, INC.
September 21, 2009 - January 19, 2010
BEDROK SECURITIES LLC
June 9, 2003 - December 21, 2007
SUSQUEHANNA FINANCIAL GROUP, LLLP
April 27, 2001 - May 20, 2003
BANC OF AMERICA SECURITIES LLC
May 18, 1993 - July 20, 1994
IDS LIFE INSURANCE COMPANY
May 18, 1993 - July 20, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERIVET SECURITIES, INC.
CRD#: 34786 / SEC#: , 8-46478
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
