RD
Roger C. Davis
ACCURATE WEALTH MANAGEMENT
Lake Village, AR 71653
Some features on this profile are disabled
CRD#: 2320335
RD
Professional summary
Roger Clayton Davis is a registered financial advisor currently at ACCURATE WEALTH MANAGEMENT, LLC located in Lake Village, Arkansas and AAG CAPITAL, INC located in Lake Village, Arkansas.
Roger is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Roger has worked at 8 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Centric Capital Advisors, LLC; no; 706 South Lakeshore Drive; insurance; owner/agent; 1/15/2017; 20h; 10h; we provide long-term care, disability, and life insurance to the public. (2) Accurate Wealth Management, LLC; Investment adviser representative of Accurate Wealth Management, LLC, Wesley Chapel, FL; registered investment adviser, Aug '22 -present; 40 hrs/wk., all during trading hours. (3) Chicot County Arkansas Board of Equalization; 401 N Court Street LAKE VILLAGE, AR 71653; The board will meet periodically throughout the year to hear and settle property tax disputes; $150/meeting; Board Member not Owner; August 1, 2025; 2 hours per month; 0 hours per trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Roger Clayton Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 23, 2020 - Present
ACCURATE WEALTH MANAGEMENT, LLC
Office #1: 111 Main Street, Lake Village, AR 71653RIA
CRD#: 298137
Lake Village, AR
Current
February 28, 2023 - Present
AAG CAPITAL, INC
Office #1: 111 Main Street, Lake Village, AR 71653BD
CRD#: 188
Lake Village, AR
Past
January 29, 2019 - December 31, 2019
WOODRIDGE WEALTH MANAGEMENT, LLC
RIA
CRD#: 226724
LOS ANGELES, CA
Past
June 7, 2018 - December 19, 2021
CENTRIC CAPITAL ADVISORS, LLC
RIA
CRD#: 289312
LOS ANGELES, CA
Past
July 10, 2015 - December 31, 2018
WOODRIDGE WEALTH MANAGEMENT, LLC
RIA
CRD#: 226724
LOS ANGELES, CA
Past
August 15, 2006 - November 4, 2015
ELEMENT WEALTH, LLC
RIA
CRD#: 114968
SANTA MONICA, CA
Past
May 9, 2003 - September 21, 2005
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
JACKSON, MS
Past
August 14, 2000 - September 21, 2005
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
December 17, 1996 - August 14, 2000
J.C. BRADFORD & CO.
BD
CRD#: 1287
NEW YORK, NY
Past
February 22, 1993 - December 20, 1996
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ACCURATE WEALTH MANAGEMENT, LLC
ACCURATE WEALTH MANAGEMENT, LLC | SEACURE ADVISORS, LLC | RHODES CAPITAL MANAGEMENT, INC | PROVIDENT WEALTH MANAGEMENT, LLC | PLANNING NETWORK PARTNERS, LLC | OBJECTIVE ADVISORY | NORTHLAND RETIREMENT GROUP | MEDALLION FINANCIAL RESOURCES | CENTRIC CAPITAL ADVISORS, LLC | CCA FAMILY OFFICES | BREEZE FINANCIAL, LLC | BERTELSEN ASSET MANAGEMENT, LLC | BERTELSEN & TAYLOR ASSET MANAGEMENT, LLC
CRD#: 298137 / SEC#: 801-117600
RIA
Registered Investment Advisory firm - (11/6/2019 Approved)Florida
Registered Investment Advisory firm - (11/12/2019 Terminated)New Jersey
Registered Investment Advisory firm - (11/30/2019 Terminated)Tennessee
Registered Investment Advisory firm - (11/13/2019 Terminated)Texas
Registered Investment Advisory firm - (11/12/2019 Terminated)Wisconsin
Registered Investment Advisory firm - (11/12/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arkansas(2/8/2023)
RR
Arkansas(3/3/2023)
IAR
California(11/23/2020)
RR
California(3/3/2023)
IAR
Mississippi(2/9/2023)
RR
Mississippi(3/3/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/30/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AW
ACCURATE WEALTH MANAGEMENT, LLC
ACCURATE WEALTH MANAGEMENT, LLC | SEACURE ADVISORS, LLC | RHODES CAPITAL MANAGEMENT, INC | PROVIDENT WEALTH MANAGEMENT, LLC | PLANNING NETWORK PARTNERS, LLC | OBJECTIVE ADVISORY | NORTHLAND RETIREMENT GROUP | MEDALLION FINANCIAL RESOURCES | CENTRIC CAPITAL ADVISORS, LLC | CCA FAMILY OFFICES | BREEZE FINANCIAL, LLC | BERTELSEN ASSET MANAGEMENT, LLC | BERTELSEN & TAYLOR ASSET MANAGEMENT, LLC
CRD#: 298137 / SEC#: 801-117600
RIA
Registered Investment Advisory firm - (11/6/2019 Approved)Florida
Registered Investment Advisory firm - (11/12/2019 Terminated)New Jersey
Registered Investment Advisory firm - (11/30/2019 Terminated)Tennessee
Registered Investment Advisory firm - (11/13/2019 Terminated)Texas
Registered Investment Advisory firm - (11/12/2019 Terminated)Wisconsin
Registered Investment Advisory firm - (11/12/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2211 Ashley Oaks Circle, Wesley Chapel, FL 33544
Mailing Address
Phone number
(813) 994-0984
Established
Firm type
Fiscal year end
# of Employees
41
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,363 |
| AUM (Assets Under Management) | $ 1,148,887,091 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
