Michael G. Gundzik
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael George Gundzik, who also goes by Mike Gundzik, was a registered financial advisor .
Michael is a previously registered financial advisor and started their career in finance in 1973. Michael had worked at 7 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 1999 - December 15, 2004
GUNDZIK & ASSOCIATES, INC.
August 10, 1989 - May 17, 1991
MML INVESTORS SERVICES, LLC
January 3, 1989 - January 24, 1991
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
October 13, 1983 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
September 21, 1983 - February 18, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
June 13, 1983 - September 21, 1983
DEVANNEY, BURGIN, SHANACY, INC.
December 24, 1973 - January 24, 1991
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
December 24, 1973 - January 24, 1991
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/14/1973
Registered Representative ExaminationCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
