Jeffrey G. Berry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Garvin Berry was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1993. Jeffrey had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 2017 - July 11, 2025
LYELL WEALTH MANAGEMENT LP
October 31, 2007 - February 22, 2010
RUTBERG & COMPANY, LLC
October 7, 2003 - October 1, 2007
SVB ALLIANT
October 1, 1998 - October 6, 2003
BANC OF AMERICA SECURITIES LLC
February 2, 1998 - October 1, 1998
BANCAMERICA SECURITIES, INC.
October 1, 1993 - March 1, 1996
BANCAMERICA SECURITIES, INC.
May 25, 1993 - October 1, 1993
BA INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
LYELL WEALTH MANAGEMENT LP
CRD#: 283521 / SEC#: 801-107892
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LYELL WEALTH MANAGEMENT LP
CRD#: 283521 / SEC#: 801-107892
Contact information
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 295 |
| AUM (Assets Under Management) | $ 1,336,564,237 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
