Robert F. Toth
Professional summary
Robert Frank Toth was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robert is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Robert had worked at 5 firms, which includes CENTEX SECURITIES INCORPORATED, LLOYD WADE SECURITIES INC., CORTLANDT CAPITAL CORPORATION, THE BOSTON GROUP, D. H. BLAIR & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 1997 - May 29, 1998
CENTEX SECURITIES, INCORPORATED
May 14, 1997 - July 1, 1997
LLOYD WADE SECURITIES INC.
March 17, 1997 - April 22, 1997
CORTLANDT CAPITAL CORPORATION
May 17, 1996 - February 19, 1997
THE BOSTON GROUP
April 8, 1993 - May 20, 1996
D. H. BLAIR & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
CENTEX SECURITIES, INCORPORATED
CRD#: 18493 / SEC#: , 8-43569
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BIDDICK, BRUCE ALAN | CHIEF EXECUTIVE OFFICER | 1124697 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 16 |
Red Flags
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