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Peter Robert Bond

CRD# 2320104·Registered 1993 - 2021
Previously Registered: Being a previously registered professional could mean that Peter is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Peter Robert Bond was a registered financial advisor. Peter was a previously registered financial professional and started their career in finance 1993 - 2021. Peter had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

BOND CAPITAL MARKETS·CRD# 299483
RIA
Santa Fe, NM
July 31, 2019 - September 21, 2021
BOND WEALTH ADVISORS·CRD# 282296
RIA
Santa Fe, NM
March 28, 2016 - November 8, 2018
SAGE FINANCIAL ADVISORS, INC.·CRD# 151770
RIA
Hollywood, FL
March 22, 2010 - November 4, 2015
OSAIC FA, INC.·CRD# 3978
BD
Tucson, AZ
September 19, 2008 - January 29, 2009
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER·CRD# 20804
BD
Scottsdale, AZ
September 20, 1996 - December 31, 2000
COMMONWEALTH FINANCIAL NETWORK·CRD# 8032
BD
Waltham, MA
May 1, 1995 - September 19, 1996
LINCOLN FINANCIAL DISTRIBUTORS, INC.·CRD# 145
BD
Radnor, PA
February 25, 1993 - April 19, 1995

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Current Firm

BC
BOND CAPITAL MARKETS

BOND CAPITAL MARKETS | BOND CAPITAL MARKETS, INC.

CRD#: 299483

Contact Information

Main Address

Santa Fe, NM

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2009About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1993About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 2008About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 1993About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Nov 2009About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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