Joseph A. Clark
FINANCIAL ENHANCEMENT GROUP
Anderson, IN 46013
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CRD#: 2319989
Professional summary
Joseph Andrew Clark, CFP®, who also goes by Joe Clark, is a registered financial advisor currently at FINANCIAL ENHANCEMENT GROUP located in Anderson, Indiana.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Joseph has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joe Clark
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) INSURANCE SALES - Start Date: 1987 Licensed insurance agent for life and health companies, 2704 Enterprise Drive, Anderson IN 46013. Investment Related. Approximately .25 hours per month; all during trading hours.
(2) Financial Enhancement Group,LLC. RIA. 2704 Enterprise Drive, Anderson, IN 46013. Investment Related. Start Date: 1997. Position: IAR-Lead Adviser, Training, Managing Partner, Financial Planning. Approx. number hours/month: 197; Approx. number hours during securities trading hours: 167.
(3) RENTAL INCOME. 429 E. 14th St. Anderson IN 46016. Start Date 1997. Not investment related. Owner/Landlord of commercial business property. 0 hours/mo and 0 hours/mo during securities trading hours.
(4) CONSIDER THIS. 2704 Enterprise Dr. Anderson, IN 46013.- Start Date: 2016. Investment Related. Radio Personality for weekly radio show on industry topics. Approx. 3 hours per month and 3 hours/mo during securities trading hours.
(5) KDC2. 2704 Enterprise Dr. Anderson, IN 46013. Start Date: 2016. Not investment related. Produce weekly radio show. Approx 6 hours per month and 0 hrs/mo during securities trading hours.
(6) THRASHER ANALYTICS, LLC: 15166 Roedean Dr., Noblesville, IN 46060. Investment related. Start Date: 2018, Passive Ownership. Approx. .5 hours per month and approx. .5 hrs/mo during securities trading hours.
(7)ARK DEVELOPMENT LLC. 2704 Enterprise Drive, Anderson, IN 46013. Not investment related. Start Date: 2017. Commercial Real Estate Co-Owner, Attend an annual planning and budgeting meeting. Approximate number hours/month: 1, Approximate number hours/month during trading hours: 0
(8) Indiana Natural Resources Foundation. 402 West Washington St, W256, Indianapolis, IN 46204, Not Investment Related. Start Date: 2019. Board Member. Approx. Hr/Mo: 0. Approx. hrs/mo during securities trading hours: 0.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Andrew Clark's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1996
Experience
Current
January 3, 2012 - Present
FINANCIAL ENHANCEMENT GROUP
Office #1: 2704 Enterprise Drive, Anderson, IN 46013RIA
CRD#: 159017
Anderson, IN
Past
March 21, 2002 - December 2, 2023
WORLD EQUITY GROUP, INC.
RIA
CRD#: 29087
ANDERSON, IN
Past
March 21, 2002 - December 2, 2023
WORLD EQUITY GROUP, INC.
BD
CRD#: 29087
ANDERSON, IN
Past
November 21, 1995 - March 22, 2002
FFP SECURITIES, INC.
BD
CRD#: 16337
CHESTERFIELD, MO
Past
May 6, 1994 - September 9, 1994
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
NEWARK, DE
Past
March 15, 1993 - November 21, 1995
AMERICAN GENERAL EQUITY SERVICES CORPORATION
BD
CRD#: 5435
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FE
FINANCIAL ENHANCEMENT GROUP
FINANCIAL ENHANCEMENT GROUP | FINANCIAL ENHANCEMENT GROUP LLC
CRD#: 159017 / SEC#: 801-72907
RIA
Registered Investment Advisory firm - (1/3/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(1/3/2012)
IAR
Texas(2/16/2012)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
FE
FINANCIAL ENHANCEMENT GROUP
FINANCIAL ENHANCEMENT GROUP | FINANCIAL ENHANCEMENT GROUP LLC
CRD#: 159017 / SEC#: 801-72907
RIA
Registered Investment Advisory firm - (1/3/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2704 Enterprise Drive, Anderson, IN 46013
Mailing Address
Phone number
(765) 640-1524
Established
Firm type
Fiscal year end
# of Employees
26
SEC notice filing (25 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,412 |
| AUM (Assets Under Management) | $ 831,506,691 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 | ||
| 10/22/2024 | ||
| 12/21/2023 | ||
| 03/23/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
