Alexander W. Cecil
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander Wilson Cecil, who also goes by Alex Wc Cecil, Alexander W. Cecil, Alexander Wc Cecil, Alex Cecil, was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 1993. Alexander had worked at 5 firms and has passed the Series 63, Series 7TO, Series 79TO, Series 99TO, SIE, Series 7, Series 14, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 29, 2013 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
June 13, 2007 - October 6, 2020
BB&T SECURITIES, LLC
July 12, 2000 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
March 3, 2000 - July 7, 2000
WELLS FARGO CLEARING SERVICES, LLC
August 31, 1999 - September 30, 1999
MENTOR SERVICES COMPANY, LLC
April 2, 1993 - August 1, 1994
SCOTT & STRINGFELLOW, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 4/29/2024
General Securities Representative ExaminationSeries 79TO
Date: 4/29/2024
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 4/29/2024
Operations Professional ExaminationCurrent Firm
BB&T INVESTMENT SERVICES, INC.
CRD#: 33856 / SEC#: 801-106629, 8-46134
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRANCH BANKING AND TRUST COMPANY | SHAREHOLDER | |
| CECIL, ALEXANDER WILSON | CHIEF COMPLIANCE OFFICER | 2319938 |
| CRAM, BRYAN SCOTT | PRESIDENT | 2723431 |
| EARNHARDT, DARREN LEE | CHIEF OPERATING OFFICER | 2356117 |
| EVANS, RICHARD TABB III | DIRECTOR OF SALES/DIRECTOR | 1643552 |
| SAUFLEY, RANDALL BARRETT | CHIEF FINANCIAL OFFICER | 1664935 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
