Reuven Blank
Professional summary
Reuven Blank was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Reuven Blank, who also goes by Dick Blank, Richard Herbert Blank, was a registered financial professional .
Reuven is a previously registered financial professional and started their career in finance in 1970. Reuven had worked at 9 firms and has passed the Series 63, Series 7 and Series 1 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2013 - August 27, 2014
RAYMOND JAMES & ASSOCIATES, INC.
September 3, 1999 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
August 4, 1998 - September 3, 1999
MOORS & CABOT, INC.
August 23, 1997 - August 12, 1998
DOMINARI SECURITIES LLC
June 24, 1996 - October 23, 1996
ROTHSCHILD LIEBERMAN LLC
July 5, 1995 - June 10, 1996
JOSEPHTHAL & CO., INC.
July 25, 1989 - June 27, 1995
DOMINARI SECURITIES LLC
August 22, 1987 - June 27, 1995
DOMINARI SECURITIES LLC
February 21, 1986 - August 31, 1987
MORGAN KEEGAN & COMPANY, LLC
July 17, 1985 - February 11, 1986
JSC SECURITIES, INC.
March 18, 1985 - July 11, 1985
MORGAN KEEGAN & COMPANY, LLC
March 3, 1982 - April 10, 1985
JSC SECURITIES, INC.
December 14, 1978 - June 19, 1980
JSC SECURITIES, INC.
July 1, 1977 - January 1, 1979
JII SECURITIES INC.
September 9, 1970 - February 19, 1972
F I DUPONT GLORE FORGAN & CO
Primary Firm SEC Registration

RAYMOND JAMES & ASSOCIATES, INC.
CRD#: 705 / SEC#: 801-10418, 8-10999
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/29/1962
Registered Representative ExaminationCurrent Firm

RAYMOND JAMES & ASSOCIATES, INC.
CRD#: 705 / SEC#: 801-10418, 8-10999
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAYMOND JAMES FINANCIAL, INC. | HOLDING COMPANY | |
| BARKO, SHAWN JOSEPH | CHIEF COMPLIANCE OFFICER | 2690394 |
| BUNN, JAMES | DIRECTOR | 3130320 |
| CURTIS, SCOTT | DIRECTOR | 1707935 |
| DELEON, ALLYSSA NICOLE | PRINCIPAL FINANCIAL OFFICER / FINOP | 6902665 |
| ELWYN, TASHTEGO SPRING | PRESIDENT - CHIEF EXECUTIVE OFFICER DIRECTOR | 2319098 |
| KONEFAL, RICHARD EUGENE | DIRECTOR | 2431960 |
| MARTIN, PHILIP ROGER | RIA CHIEF COMPLIANCE OFFICER | 2613565 |
| RUST, KEITH G | DIRECTOR, PRINCIPAL OPERATIONS OFFICER | 5915636 |
| SANTELLI, JONATHAN | GENERAL COUNSEL / SECRETARY | 6306997 |
| SICKLING, JAMES PHILIP | DIRECTOR | 1240810 |
Regulatory assets under management
| Total Number of Accounts | 1,143,145 |
| AUM (Assets Under Management) | $ 500,955,604,975 |
Disclosures
| Regulatory Event | 181 |
| Arbitration | 72 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.