LB
Louis J. Bisignano
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CRD#: 2319899
LB
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis John Bisignano, who also goes by Lou Bisignano, Louis John Bisignano Jr, Louis John Bisignano, was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 1993. Louis had worked at 18 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Lou Bisignano | Louis John Bisignano Jr | Louis John Bisignano
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
February 20, 2024 - January 22, 2025
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
WALL, NJ
Past
September 21, 2021 - December 7, 2022
NYLIFE SECURITIES LLC
BD
CRD#: 5167
SADDLE BROOK, NJ
Past
June 8, 2018 - February 13, 2020
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
BRICK, NJ
Past
July 22, 2016 - January 11, 2018
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
BRICK, NJ
Past
December 19, 2012 - March 12, 2013
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
DEVON, PA
Past
September 12, 2011 - November 14, 2011
NEW ENGLAND SECURITIES
BD
CRD#: 615
WALL TOWNSHIP, NJ
Past
September 13, 2010 - July 26, 2011
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
MANCHESTER, NJ
Past
September 13, 2010 - July 26, 2011
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
MANCHESTER, NJ
Past
April 16, 2010 - July 26, 2010
LPL FINANCIAL LLC
BD
CRD#: 6413
HAMILTON, NJ
Past
April 13, 2010 - July 26, 2010
LPL FINANCIAL LLC
RIA
CRD#: 6413
HAMILTON, NJ
Past
March 20, 2009 - March 29, 2010
CETERA INVESTMENT SERVICES LLC
RIA
CRD#: 15340
DUNNELLEN, NJ
Past
March 20, 2009 - March 29, 2010
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
DUNNELLEN, NJ
Past
January 12, 2009 - March 19, 2009
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
SAINT PETERSBURG, FL
Past
July 9, 2008 - January 12, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
FREEHOLD, NJ
Past
June 4, 2008 - March 17, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
FREEHOLD, NJ
Past
February 4, 2008 - June 4, 2008
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
FREEHOLD, NJ
Past
May 17, 2007 - January 24, 2008
ABN AMRO CLEARING USA LLC
BD
CRD#: 14020
CHICAGO, IL
Past
April 27, 2006 - May 17, 2007
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Past
April 12, 2004 - April 28, 2006
INSTITUTIONAL DIRECT INC.
BD
CRD#: 23019
NEW YORK, NY
Past
April 17, 2001 - February 26, 2004
BREAN MURRAY & CO., INC.
BD
CRD#: 7541
NEW YORK, NY
Past
November 1, 2000 - April 10, 2001
INSTITUTIONAL DIRECT INC.
BD
CRD#: 23019
NEW YORK, NY
Past
June 2, 1997 - February 20, 1998
APEX CLEARING CORPORATION
BD
CRD#: 13071
DALLAS, TX
Past
October 25, 1995 - March 11, 1996
VAN DER MOOLEN SPECIALISTS USA, LLC
BD
CRD#: 32034
NEW YORK, NY
Past
October 21, 1993 - December 21, 1994
DONALD & CO. SECURITIES INC.
BD
CRD#: 7776
TINTON FALLS, NJ
Past
August 6, 1993 - April 22, 1994
MURPHEY, MARSEILLES, SMITH & NAMMACK, INC.
BD
CRD#: 18032
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EQUITABLE ADVISORS, LLC
"BUILD IT" RETIREMENT | EXPECT FINANCIAL SERVICES | EXODUS WEALTH MANAGEMENT GROUP (EXODUS WMG) | EXECUTIVE BENEFITS FINANCIAL GROUP | EVOLVING WEALTH FINANCIAL | EVOLUTION ADVISORS | EVERGREEN WEALTH STRATEGIES, LLC | ESSENTIAL WEALTH STRATEGIES, LLC | ESHELMAN FINANCIAL | ESHELMAN & ASSOCIATES | EQUITY WEALTH SOLUTIONS GROUP | EQUITABLE FINANCIAL ADVISORS | EQUITABLE ADVISORS, LLC | EQUINOX FINANCIAL PARTNERS, LLC | EQUICO SECURITIES, INC. | EQ FINANCIAL CONSULTANTS, INC. | ENVISION STRATEGIC FINANCIAL, LLC | ENTERPRISE STRATEGIES GROUP | EMPOWERMENT WEALTH STRATEGIES | EMPIRE WEALTH SOLUTIONS LLC | EMERGY GROUP | ELEVATE FINANCIAL GROUP | EDUCATED WEALTH STRATEGIES | ECP DESIGN & SERVICE GROUP, LTD | EAGLEBRIDGE WEALTH MANAGEMENT | EAGLE POINT WEALTH STRATEGIES | DVM FINANCIAL STRATEGIES | DUNCAN WEALTH MANAGEMENT | DRISCOLL WEALTH MANAGEMENT LLC | DREAM RETIREMENT STRATEGIES, INC | DRAKE, DRAKE AND ASSOCIATES | DOWNS FISCHER FINANCIAL | DIVORCE FINANCIAL PARTNERS | DILIGENCE FINANCIAL GROUP | DIAPOULES, FEINSTEIN AND KAPLAN FINANCIAL GROUP | DERGALIS ASSOCIATES | DENOVO MEDICAL ASSOCIATES | DENOVO ADVISORY GROUP | DEAN J. ROSKO AND ASSOCIATES | DAYTON & SYDNEY WEALTH STRATEGIES GROUP, LLC | DAVID SCHMIDT PENSION, INSURANCE & FINANCIAL SERVICES | DANIEL M. HOLDT, INC. | DAILEY FINANCIAL GROUP | DABYN WEALTH STRATEGIES | D3 FINANCIAL SERVICES | CYPRESS FINANCIAL CONSULTANTS, LLC | CUBE FINANCIAL PARTNERS, LLC | CS PREMIER FINANCIAL | CROWNSTONE WEALTH PARTNERS | CRIST AND FREDETTE FINANCIAL | COWIE MCGRAW & LESNEY FINANCIAL GROUP | COVENANT CAPITAL GROUP | COVENANT ADVISORY GROUP | COVE FINANCIAL, LLC | COUNTRY VALUES FINANCIAL | COSENTINO FINANCIAL GROUP, LTD | CORPORATE PLANNING ASSOCIATES, LLC | CORNERSTONE WEALTH MANAGEMENT | CORNERSTONE PLANNING GROUP, LLC | CORNERSTONE FINANCIAL, LLP | CORNERSTONE FINANCIAL SERVICES | COMPREHENSIVE FINANCIAL STRATEGIES | COMMUNITY FINANCIAL GROUP | COASTAL WEALTH MANAGEMENT AND INSURANCE SERVICES | CMG BENEFIT ADVISORS | CLERGY PLANNING GROUP | CLARK & ANDERSON FINANCIAL SERVICES, LLC | CJ CAPITAL INSURANCE AND FINANCIAL SERVICES | CITY BENEFITS GROUP | CHRISTE FINANCIAL SERVICES | CENTURY FINANCIAL STRATEGIES | CEDAR AND SAGE FINANCIAL | CBG WEALTH MANAGEMENT | CASCADE WEALTH STRATEGIES, LLC | CAPITALWISE WEALTH MANAGEMENT, LLC | CAPITAL STRATEGIES | CAPITAL MANAGEMENT GROUP OF NEW YORK | CAPITAL FINANCIAL GROUP | CANOPY FINANCIAL GROUP | CAMPUS WEALTH MANAGEMENT | BRIGHT HARBOR WEALTH MANAGEMENT LLC | BREMS WEALTH MANAGEMENT | BOWMAN WEALTH DEFENSE SERVICES | BOSCH FINANCIAL, INC. | BOLLINGER ADVISORS | BODDY & ASSOCIATES | BMK WEALTH MANAGEMENT LLC | BLUEWATER WEALTH STRATEGIES | BLUEPRINT FINANCIAL SOLUTIONS | BLUE RIDGE FINANCIAL PARTNERS | BLUE RIBBON WEALTH ADVISORS, INC | BLUE COVE CAPITAL | BLU-STAR STRATEGIC ADVISORS | BL FINANCIAL GROUP | BEST FINANCIAL SERVICES | BERNIER FINANCIAL SERVICES | BELUS WEALTH, LLC | BEEBE FINANCIAL SOLTIONS | BEACON WEALTH PARTNERS | BAY AREA PRIVATE WEALTH GROUP | BARRETT FINANCIAL SOLUTIONS | BALA FINANCIAL STRATEGIES | BABCOCK WEALTH MANAGEMENT | B&P RETIREMENT SOLUTIONS | AYOUCH AND MANTLE FINANCIAL GROUP | AXA ADVISORS, LLC | AXA ADVISORS, LLC | AVON FINANCIAL GROUP | ATTORNEYS CAPITAL MANAGEMENT | ATLAS FINANCIAL GROUP | ATLAS ADVISOR GROUP | AT ASPEN LLC | ASTON CAPITAL GROUP | ASPIRE FINANCIAL GROUP | ASCENT FINANCIAL GROUP | ASCENDANCY FINANCIAL GROUP | ASCEND PLANNING & CONSULTING, LLC | ARDEN FINANCIAL GROUP | ARC WEALTH MANAGEMENT | ARB WEALTH MANAGEMENT | APOLLO GROUP | ANTHEM WEALTH, LLC | ANGLE-LAU WEALTH MANAGEMENT | ANDERSON FINANCIAL | ANASTASIA & ASSOCIATES WEALTH MANAGEMENT SOLUTIONS | ALPHA PHOENIX | ALPHA OMEGA FINANCIAL, LLC | ALLISON FINANCIAL GROUP, INC. | ALLAM FINANCIAL SERVICES GROUP, INC. | AETERNUM CAPITAL | ADVANCED WEALTH STRATEGIES | ADVANCED BENEFIT DESIGN GROUP, INC. | ACHENBACH FINANCIAL | A.P. LUBRANO & COMPANY, INC. | A VERRELLI AND ASSOCIATES | 75 STRONG FINANCIAL GROUP | 4U FINANCIAL | 422 FINANCIAL | 360 PLANNING PARTNERS, LLC | 360 FINANCIAL MANAGEMENT GROUP | 345 WEALTH MANAGEMENT LLC | 1804 FINANCIAL GROUP | #LADYLIFEPLAN#...
CRD#: 6627 / SEC#: 801-14065, 8-17883
RIA
Registered Investment Advisory firm - SEC (9/22/1978 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
EQUITABLE ADVISORS, LLC
"BUILD IT" RETIREMENT | EXPECT FINANCIAL SERVICES | EXODUS WEALTH MANAGEMENT GROUP (EXODUS WMG) | EXECUTIVE BENEFITS FINANCIAL GROUP | EVOLVING WEALTH FINANCIAL | EVOLUTION ADVISORS | EVERGREEN WEALTH STRATEGIES, LLC | ESSENTIAL WEALTH STRATEGIES, LLC | ESHELMAN FINANCIAL | ESHELMAN & ASSOCIATES | EQUITY WEALTH SOLUTIONS GROUP | EQUITABLE FINANCIAL ADVISORS | EQUITABLE ADVISORS, LLC | EQUINOX FINANCIAL PARTNERS, LLC | EQUICO SECURITIES, INC. | EQ FINANCIAL CONSULTANTS, INC. | ENVISION STRATEGIC FINANCIAL, LLC | ENTERPRISE STRATEGIES GROUP | EMPOWERMENT WEALTH STRATEGIES | EMPIRE WEALTH SOLUTIONS LLC | EMERGY GROUP | ELEVATE FINANCIAL GROUP | EDUCATED WEALTH STRATEGIES | ECP DESIGN & SERVICE GROUP, LTD | EAGLEBRIDGE WEALTH MANAGEMENT | EAGLE POINT WEALTH STRATEGIES | DVM FINANCIAL STRATEGIES | DUNCAN WEALTH MANAGEMENT | DRISCOLL WEALTH MANAGEMENT LLC | DREAM RETIREMENT STRATEGIES, INC | DRAKE, DRAKE AND ASSOCIATES | DOWNS FISCHER FINANCIAL | DIVORCE FINANCIAL PARTNERS | DILIGENCE FINANCIAL GROUP | DIAPOULES, FEINSTEIN AND KAPLAN FINANCIAL GROUP | DERGALIS ASSOCIATES | DENOVO MEDICAL ASSOCIATES | DENOVO ADVISORY GROUP | DEAN J. ROSKO AND ASSOCIATES | DAYTON & SYDNEY WEALTH STRATEGIES GROUP, LLC | DAVID SCHMIDT PENSION, INSURANCE & FINANCIAL SERVICES | DANIEL M. HOLDT, INC. | DAILEY FINANCIAL GROUP | DABYN WEALTH STRATEGIES | D3 FINANCIAL SERVICES | CYPRESS FINANCIAL CONSULTANTS, LLC | CUBE FINANCIAL PARTNERS, LLC | CS PREMIER FINANCIAL | CROWNSTONE WEALTH PARTNERS | CRIST AND FREDETTE FINANCIAL | COWIE MCGRAW & LESNEY FINANCIAL GROUP | COVENANT CAPITAL GROUP | COVENANT ADVISORY GROUP | COVE FINANCIAL, LLC | COUNTRY VALUES FINANCIAL | COSENTINO FINANCIAL GROUP, LTD | CORPORATE PLANNING ASSOCIATES, LLC | CORNERSTONE WEALTH MANAGEMENT | CORNERSTONE PLANNING GROUP, LLC | CORNERSTONE FINANCIAL, LLP | CORNERSTONE FINANCIAL SERVICES | COMPREHENSIVE FINANCIAL STRATEGIES | COMMUNITY FINANCIAL GROUP | COASTAL WEALTH MANAGEMENT AND INSURANCE SERVICES | CMG BENEFIT ADVISORS | CLERGY PLANNING GROUP | CLARK & ANDERSON FINANCIAL SERVICES, LLC | CJ CAPITAL INSURANCE AND FINANCIAL SERVICES | CITY BENEFITS GROUP | CHRISTE FINANCIAL SERVICES | CENTURY FINANCIAL STRATEGIES | CEDAR AND SAGE FINANCIAL | CBG WEALTH MANAGEMENT | CASCADE WEALTH STRATEGIES, LLC | CAPITALWISE WEALTH MANAGEMENT, LLC | CAPITAL STRATEGIES | CAPITAL MANAGEMENT GROUP OF NEW YORK | CAPITAL FINANCIAL GROUP | CANOPY FINANCIAL GROUP | CAMPUS WEALTH MANAGEMENT | BRIGHT HARBOR WEALTH MANAGEMENT LLC | BREMS WEALTH MANAGEMENT | BOWMAN WEALTH DEFENSE SERVICES | BOSCH FINANCIAL, INC. | BOLLINGER ADVISORS | BODDY & ASSOCIATES | BMK WEALTH MANAGEMENT LLC | BLUEWATER WEALTH STRATEGIES | BLUEPRINT FINANCIAL SOLUTIONS | BLUE RIDGE FINANCIAL PARTNERS | BLUE RIBBON WEALTH ADVISORS, INC | BLUE COVE CAPITAL | BLU-STAR STRATEGIC ADVISORS | BL FINANCIAL GROUP | BEST FINANCIAL SERVICES | BERNIER FINANCIAL SERVICES | BELUS WEALTH, LLC | BEEBE FINANCIAL SOLTIONS | BEACON WEALTH PARTNERS | BAY AREA PRIVATE WEALTH GROUP | BARRETT FINANCIAL SOLUTIONS | BALA FINANCIAL STRATEGIES | BABCOCK WEALTH MANAGEMENT | B&P RETIREMENT SOLUTIONS | AYOUCH AND MANTLE FINANCIAL GROUP | AXA ADVISORS, LLC | AXA ADVISORS, LLC | AVON FINANCIAL GROUP | ATTORNEYS CAPITAL MANAGEMENT | ATLAS FINANCIAL GROUP | ATLAS ADVISOR GROUP | AT ASPEN LLC | ASTON CAPITAL GROUP | ASPIRE FINANCIAL GROUP | ASCENT FINANCIAL GROUP | ASCENDANCY FINANCIAL GROUP | ASCEND PLANNING & CONSULTING, LLC | ARDEN FINANCIAL GROUP | ARC WEALTH MANAGEMENT | ARB WEALTH MANAGEMENT | APOLLO GROUP | ANTHEM WEALTH, LLC | ANGLE-LAU WEALTH MANAGEMENT | ANDERSON FINANCIAL | ANASTASIA & ASSOCIATES WEALTH MANAGEMENT SOLUTIONS | ALPHA PHOENIX | ALPHA OMEGA FINANCIAL, LLC | ALLISON FINANCIAL GROUP, INC. | ALLAM FINANCIAL SERVICES GROUP, INC. | AETERNUM CAPITAL | ADVANCED WEALTH STRATEGIES | ADVANCED BENEFIT DESIGN GROUP, INC. | ACHENBACH FINANCIAL | A.P. LUBRANO & COMPANY, INC. | A VERRELLI AND ASSOCIATES | 75 STRONG FINANCIAL GROUP | 4U FINANCIAL | 422 FINANCIAL | 360 PLANNING PARTNERS, LLC | 360 FINANCIAL MANAGEMENT GROUP | 345 WEALTH MANAGEMENT LLC | 1804 FINANCIAL GROUP | #LADYLIFEPLAN#...
CRD#: 6627 / SEC#: 801-14065, 8-17883
RIA
Registered Investment Advisory firm - SEC (9/22/1978 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
1345 Avenue Of The Americas, New York, NY 10105
Mailing Address
1345 Avenue Of The Americas 3rd Floor, New York, NY 10105
Phone number
(212) 314-4600
Established
Delaware since 07/19/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
5,876
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EQUITABLE DISTRIBUTION HOLDING CORPORATION | MEMBER | |
| BONADONNA, MARYJEAN ELIZABETH | CHIEF RISK OFFICER | 3199562 |
| BOYLAN, PATRICIA AGNES | CHIEF COMPLIANCE OFFICER | 3231492 |
| BROWNING, RALPH EDWARD II | CHIEF PRIVACY OFFICER | 6914526 |
| CANNON, CHRISTIAN JAMES | VICE PRESIDENT AND GENERAL COUNSEL | |
| JONES, GINA MARIE | VICE PRESIDENT AND FINANCIAL CRIME OFFICER | |
| KARR, DAVID WHITCOMB | CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER | 1852445 |
| LANE, NICHOLAS BURRITT | DIRECTOR | 4994948 |
| MASSA, FRANK ANGELO JR | PRESIDENT/DIRECTOR | 2241858 |
| MELLIN, JAMES PATRICK | CHIEF SALES OFFICER | 1859557 |
| SCAPPATOR, CANDACE LYNN | CONTROLLER/FINOP/PRINCIPAL FINANCIAL OFFICER | 4697607 |
| SMITH, JANE LYNN | ASSISTANT VICE PRESIDENT | 2158938 |
| TIAN, QI NING | DIRECTOR | 6166914 |
| ZHANG, YUN | DIRECTOR | 7600833 |
| ZIMMERER, TRACY | VICE PRESIDENT, PRINCIPAL OPERATIONS OFFICER | 4275481 |
Regulatory assets under management
| Total Number of Accounts | 89,151 |
| AUM (Assets Under Management) | $ 38,039,299,080 |
Disclosures
| Regulatory Event | 26 |
| Arbitration | 11 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/18/2024 | ||
| 01/16/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
