Paul D. Bradshaw
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul David Bradshaw was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1993. Paul had worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2001 - June 23, 2016
BEACONSFIELD FINANCIAL SERVICES, INC.
December 12, 1995 - October 22, 2001
CARILLON INVESTMENTS, INC.
July 31, 1995 - November 13, 1995
CINCINNATI ANALYSTS, INC.
June 22, 1994 - July 24, 1995
AMERICAN GENERAL SECURITIES INCORPORATED
March 4, 1993 - June 20, 1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
March 4, 1993 - June 20, 1994
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BEACONSFIELD FINANCIAL SERVICES, INC.
CRD#: 14634 / SEC#: , 8-30993
Contact information
FINRA licenses (26 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
