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CM

Christopher R. Mcdonough

BLOOMBERG TRADEBOOK LLC
San Francisco, CA 94111
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CRD#: 2319449
CM

Professional summary


Christopher Rule Mcdonough is a registered financial professional currently at BLOOMBERG TRADEBOOK LLC located in San Francisco, California and BLOOMBERG TRADEBOOK CANADA COMPANY located in San Francisco, California.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 1993. Christopher has worked at 9 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Christopher Rule Mcdonough's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 6, 2021 - Present

BLOOMBERG TRADEBOOK LLC

Office #1: Pier 3, San Francisco, CA 94111
BD
CRD#: 40881
San Francisco, CA
Current

October 20, 2021 - Present

BLOOMBERG TRADEBOOK CANADA COMPANY

Office #1: Pier 3, San Francisco, CA 94111
BD
CRD#: 313267
San Francisco, CA
Past

August 9, 2019 - August 9, 2021

BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC

BD
CRD#: 114212
Newark, NJ
Past

March 15, 2017 - September 26, 2018

BNP PARIBAS SECURITIES CORP.

BD
CRD#: 15794
SAN FRANCISCO, CA
Past

October 22, 2015 - February 24, 2017

MARKETAXESS CORPORATION

BD
CRD#: 44542
NEW YORK, NY
Past

March 3, 2014 - November 10, 2015

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
San Francisco, CA
Past

July 15, 2005 - February 13, 2014

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
SAN FRANCISCO, CA
Past

May 19, 2003 - July 7, 2005

TRADEWEB LLC

BD
CRD#: 42759
NEW YORK, NY
Past

May 30, 2001 - July 11, 2001

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

March 4, 1993 - September 28, 1994

KIDDER, PEABODY & CO. INCORPORATED

BD
CRD#: 7613

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/7/2022)
RR
Alaska
(10/25/2021)
RR
Arizona
(1/6/2022)
RR
Arkansas
(3/18/2022)
RR
California
(8/9/2021)
RR
Colorado
(10/21/2021)
RR
Connecticut
(10/21/2021)
RR
Delaware
(10/25/2021)
RR
District of Columbia
(3/30/2022)
RR
Florida
(7/6/2022)
RR
Georgia
(3/29/2022)
RR
Hawaii
(2/1/2022)
RR
Idaho
(3/18/2022)
RR
Illinois
(6/10/2022)
RR
Indiana
(10/22/2021)
RR
Iowa
(10/25/2021)
RR
Kansas
(10/21/2021)
RR
Kentucky
(10/21/2021)
RR
Louisiana
(11/9/2021)
RR
Maine
(10/21/2021)
RR
Maryland
(10/26/2021)
RR
Massachusetts
(3/29/2022)
RR
Michigan
(11/10/2021)
RR
Minnesota
(7/7/2022)
RR
Mississippi
(10/26/2021)
RR
Missouri
(10/21/2021)
RR
Montana
(10/21/2021)
RR
Nebraska
(1/28/2022)
RR
Nevada
(4/18/2022)
RR
New Hampshire
(10/25/2021)
RR
New Jersey
(7/1/2022)
RR
New Mexico
(10/25/2021)
RR
New York
(7/9/2022)
RR
North Carolina
(10/17/2022)
RR
North Dakota
(4/12/2022)
RR
Ohio
(10/25/2021)
RR
Oklahoma
(10/26/2021)
RR
Oregon
(10/21/2021)
RR
Pennsylvania
(10/21/2021)
RR
Puerto Rico
(10/22/2021)
RR
Rhode Island
(10/26/2021)
RR
South Carolina
(10/28/2021)
RR
South Dakota
(4/12/2022)
RR
Tennessee
(11/17/2021)
RR
Texas
(2/22/2022)
RR
Utah
(11/2/2021)
RR
Vermont
(10/21/2021)
RR
Virginia
(3/22/2022)
RR
Washington
(10/21/2021)
RR
West Virginia
(7/7/2022)
RR
Wisconsin
(10/28/2021)
RR
Wyoming
(4/12/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 7/19/2005
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 7/14/1993
Uniform Investment Adviser Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


BT
BLOOMBERG TRADEBOOK CANADA COMPANY
BLOOMBERG TRADEBOOK CANADA COMPANY

CRD#: 313267 / SEC#: , 8-70683

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
Brookfield Place,td Canada Trust Tower,161 Bay St. Suite 4300, Toronto, Ontario, M5J 2S1
Mailing Address
Brookfield Place,td Canada Trust Tower,161 Bay St. Suite 4300, Toronto, Ontario, M5J 2S1
Phone number
(212) 617-4865
Established
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
BLOOMBERG CANADA LLCSOLE SHAREHOLDER
BENDER, GREGORYDIRECTOR5601000
BRIDGEFORD, SOH HYONGCHIEF COMPLIANCE OFFICER7114514
KAPLAN, PAUL WILLIAMPRESIDENT, DIRECTOR4092439
MILHAM, CHRISTOPHER MICHAELFINANCIAL AND OPERATIONS PRINCIPAL, PFO, POO3092157
SANTORE, RICHARD RAYMOND IIIDIRECTOR4978129

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BLOOMBERG TRADEBOOK CANADA COMPANY

CRD#: 313267San Francisco, CA 94111

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