Scott L. Maxwell
Professional summary
Scott Leslie Maxwell, CFP® is a registered financial advisor currently at THE H GROUP, INC. located in Portland, Oregon and THE H GROUP WASHINGTON, INC. located in Portland, Oregon.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Scott has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Scott Leslie Maxwell's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2000
Experience
August 7, 2000 - Present
THE H GROUP, INC.
Office #1: 3395 Sw Garden View Ave, Portland, OR 97225March 19, 2019 - Present
THE H GROUP WASHINGTON, INC.
Office #1: 3395 Sw Garden View Ave., Portland, OR 97225May 16, 2000 - December 31, 2005
CETERA WEALTH SERVICES, LLC
April 24, 1997 - May 2, 2000
CETERA ADVISORS LLC
March 4, 1993 - April 29, 1997
WADDELL & REED
Primary Firm SEC Registration
THE H GROUP, INC.
CRD#: 106801 / SEC#: 801-39523
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/12/2008)
(10/18/2006)
(1/3/2008)
(8/7/2000)
(1/2/2008)
(1/8/2008)
Exams
Current Firm
THE H GROUP, INC.
CRD#: 106801 / SEC#: 801-39523
Contact information
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,849 |
| AUM (Assets Under Management) | $ 580,107,747 |
Red Flags
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