James M. Pirkle
Professional summary
James Matthew Pirkle, who also goes by Jamie Matthew Pirkle, Jamie Pirkle, is a registered financial professional currently at CTC, LLC located in Chicago, Illinois.
James is registered as a RR (Registered Representative) and started their career in finance in 1993. James has worked at 7 firms and has passed the Series 57TO, SIE, Series 56, Series 7 and Series 15 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Matthew Pirkle's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 6, 2014 - Present
CTC, LLC
Office #1: 425 S. Financial Place 4th Floor, Chicago, IL 60605September 9, 2014 - November 5, 2014
LEK SECURITIES CORPORATION
December 12, 2011 - September 9, 2014
MILLER TABAK + CO., LLC
January 28, 2011 - March 11, 2011
TORO TRADING LLC
February 17, 2009 - March 3, 2009
MCGOWAN INVESTORS, L.P.
August 9, 1994 - February 2, 1998
FIRST UNION CAPITAL MARKETS CORP.
February 18, 1993 - May 21, 1993
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 56
Date: 1/20/2015
Proprietary Trader Qualification ExaminationSeries 15
Date: 2/16/1993
Foreign Currency Options ExaminationFINRA
NYSE American LLC
Nasdaq PHLX LLC
Current Firm
CTC, LLC
CRD#: 44597 / SEC#: , 8-50758
Contact information
Documents
Disclosures
| Regulatory Event | 18 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
