Thomas J. Skowron
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Joseph Skowron, who also goes by Thomas J Skowron, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1993. Thomas had worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 3, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2015 - December 1, 2016
FORESIDE FINANCIAL SERVICES, LLC
June 14, 2011 - March 3, 2015
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
November 24, 2004 - July 1, 2010
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
June 15, 2001 - December 31, 2005
JPMORGAN ASSET MANAGEMENT
March 22, 1996 - May 13, 1996
MUTUAL SERVICE CORPORATION
January 20, 1996 - March 7, 1996
NATCITY INSURANCE SERVICES, INC.
August 1, 1995 - January 31, 1996
CONSECO SECURITIES, INC.
January 19, 1995 - July 18, 1995
LPL FINANCIAL LLC
August 2, 1994 - February 6, 1995
HAMILTON INVESTMENTS, INC.
October 8, 1993 - August 8, 1994
NEW ENGLAND SECURITIES
February 19, 1993 - September 10, 1993
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477 / SEC#: , 8-68027
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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