AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
DC

Dale K. Cockrell

PAINTED PORCH ADVISORS LLC
NAPLES, FL
Some features on this profile are disabled
CRD#: 2319020
DC

Professional summary

Dale Kete Cockrell II, who also goes by Kete Cockrell, is a registered financial advisor currently at PAINTED PORCH ADVISORS LLC located in Naples, Florida.

Dale is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Dale has worked at 7 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kete Cockrell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dale Kete Cockrell II's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 27, 2026 - Present

PAINTED PORCH ADVISORS LLC

RIA
CRD#: 304375
NAPLES, FL
Past

January 4, 2010 - February 13, 2025

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
Naples, FL
Past

December 18, 2000 - November 13, 2007

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

June 21, 1999 - December 18, 2000

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

July 7, 1997 - June 7, 1999

COWEN AND COMPANY

BD
CRD#: 7616
NEW YORK, NY
Past

August 4, 1993 - April 24, 1997

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY
Past

January 29, 1993 - August 4, 1993

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PAINTED PORCH ADVISORS LLC
PAINTED PORCH ADVISORS LLC
PAINTED PORCH | PAINTED PORCH ADVISORS LLC

CRD#: 304375 / SEC#: 801-122861

RIA
Registered Investment Advisory firm - (12/10/2021 Approved)
California
Registered Investment Advisory firm - (1/22/2022 Terminated)
Texas
Registered Investment Advisory firm - (12/23/2021 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(1/27/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/27/2026
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/13/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/2/1993
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/23/2006
General Securities Principal Examination

Current Firm

PAINTED PORCH ADVISORS LLC
PAINTED PORCH ADVISORS LLC
PAINTED PORCH | PAINTED PORCH ADVISORS LLC

CRD#: 304375 / SEC#: 801-122861

RIA
Registered Investment Advisory firm - (12/10/2021 Approved)
California
Registered Investment Advisory firm - (1/22/2022 Terminated)
Texas
Registered Investment Advisory firm - (12/23/2021 Terminated)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
115 S La Cumbre Lane Suite 201, Santa Barbara, CA 93105
Mailing Address
Phone number
(805) 567-4288
Established
Firm type
Fiscal year end
# of Employees
19

SEC notice filing (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PAINTED PORCH ADVISORS LLC (SEC APPLICATION) FORM ADV PART 2 (3/31/2025)

Regulatory assets under management

Total Number of Accounts788
AUM (Assets Under Management)$ 518,150,822

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PAINTED PORCH ADVISORS LLC

PAINTED PORCH ADVISORS LLC

CRD#: 304375Naples, FL

TRUST BUT VERIFY

Monitor Dale Cockrell

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.