William H. Gullborg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Harry Gullborg was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1968. William had worked at 4 firms and has passed the SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 5, 2011 - December 10, 2020
GROVE POINT INVESTMENTS, LLC
October 5, 2004 - December 10, 2020
GROVE POINT INVESTMENTS, LLC
December 12, 2003 - October 20, 2004
PRINCIPAL SECURITIES, INC.
December 9, 1969 - December 2, 2003
VERAVEST INVESTMENTS, INC.
October 16, 1968 - November 12, 1992
ALLMERICA FINANCIAL LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 10/8/1968
Registered Representative ExaminationCurrent Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
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