Christopher M. Hannan

DEVIL MOUNTAIN INVESTMENT MANAGEMENT

Austin, TX

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CRD#: 2318959

Professional summary

Christopher Michael Hannan, who also goes by Christopher M Hannan, Chris Hannan, is a registered financial advisor currently at DEVIL MOUNTAIN INVESTMENT MANAGEMENT located in Austin, Texas.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Christopher has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Christopher M Hannan | Chris Hannan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DEVIL MOUNTAIN INVESTMENT MANAGEMENT- I AM THE PRESIDENT AND FOUNDER OF THIS CALIFORNIA, LOUISIANA, AND TEXAS BASED RIA. I HELP MANAGE THE FINANCIAL ASSETS OF FAMILY MEMBERS AS WELL AS MY OWN. I DO NOT HAVE DISCRETION OVER ACCOUNTS THAT ARE NOT DIRECTLY MINE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Michael Hannan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 23, 2009 - Present

DEVIL MOUNTAIN INVESTMENT MANAGEMENT

RIA

CRD#: 150278

Austin, TX

Past

May 14, 2014 - July 12, 2017

W.R. HAMBRECHT + CO., LLC

CRD#: 45040

SAN FRANCISCO, CA

Past

February 9, 2011 - May 6, 2014

REUTERS TRANSACTION SERVICES LLC

CRD#: 13245

SAN FRANCISCO, CA

Past

December 10, 2009 - November 2, 2010

TRADEWEB LLC

CRD#: 42759

SAN FRANCISCO, CA

Past

December 21, 2005 - December 31, 2007

MONTGOMERY & CO., LLC

CRD#: 42300

SAN FRANCISCO, CA

Past

September 9, 2002 - November 8, 2005

GLEACHER & COMPANY SECURITIES, INC.

CRD#: 298

NEW YORK, NY

Past

September 1, 1998 - July 29, 2002

ROBERTSON STEPHENS, INC.

CRD#: 41271

SAN FRANCISCO, CA

Past

October 1, 1997 - September 1, 1998

BANCAMERICA SECURITIES, INC.

CRD#: 17977

SAN FRANCISCO, CA

Past

February 24, 1996 - October 1, 1997

ROBERTSON, STEPHENS & COMPANY LLC

CRD#: 7730

SAN FRANCISCO, CA

Past

March 10, 1993 - May 2, 1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/23/2009)

IAR

Texas
(2/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/20/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/6/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/12/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 8/23/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 2/11/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/6/2006

General Securities Principal Examination

Current Firm

DEVIL MOUNTAIN INVESTMENT MANAGEMENT

CRD#: 150278 / SEC#:

California

Registered Investment Advisory firm - (9/22/2009 Approved)

Louisiana

Registered Investment Advisory firm - (9/9/2009 Approved)

Texas

Registered Investment Advisory firm - (2/14/2025 Approved)

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Contact information

Main Address

New Orleans, LA

Mailing Address

Phone number

(925) 389-0419

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	51
AUM (Assets Under Management)	$ 27,225,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Christopher M. Hannan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Michael Hannan's CRS (Customer Relationship Summary).

Certified licenses

Experience

W.R. HAMBRECHT + CO., LLC

REUTERS TRANSACTION SERVICES LLC

TRADEWEB LLC

MONTGOMERY & CO., LLC

GLEACHER & COMPANY SECURITIES, INC.

ROBERTSON STEPHENS, INC.

BANCAMERICA SECURITIES, INC.

ROBERTSON, STEPHENS & COMPANY LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 5/20/2009

Series 63

Date: 4/6/1993

SIE

Date: 7/12/2017

Series 55

Date: 8/23/1999

Series 7

Date: 2/11/1993

Series 24

Date: 3/6/2006

Current Firm

DEVIL MOUNTAIN INVESTMENT MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DEVIL MOUNTAIN INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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