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Christopher Michael Hannan

DEVIL MOUNTAIN INVESTMENT MANAGEMENT
Austin, TX
·CRD# 2318959·33 years experience

Professional Summary

Christopher Michael Hannan, who also goes by Christopher M Hannan, Chris Hannan, is a registered financial advisor currently at DEVIL MOUNTAIN INVESTMENT MANAGEMENT located in Austin, Texas. Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Christopher has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christopher M Hannan, Chris Hannan

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

DEVIL MOUNTAIN INVESTMENT MANAGEMENT·CRD# 150278
RIA
Austin, TX
September 23, 2009 - Present
W.R. HAMBRECHT + CO., LLC·CRD# 45040
BD
San Francisco, CA
May 14, 2014 - July 12, 2017
REUTERS TRANSACTION SERVICES LLC·CRD# 13245
BD
San Francisco, CA
February 9, 2011 - May 6, 2014
TRADEWEB LLC·CRD# 42759
BD
San Francisco, CA
December 10, 2009 - November 2, 2010
MONTGOMERY & CO., LLC·CRD# 42300
BD
San Francisco, CA
December 21, 2005 - December 31, 2007
GLEACHER & COMPANY SECURITIES, INC.·CRD# 298
BD
New York, NY
September 9, 2002 - November 8, 2005
ROBERTSON STEPHENS, INC.·CRD# 41271
BD
San Francisco, CA
September 1, 1998 - July 29, 2002
BANCAMERICA SECURITIES, INC.·CRD# 17977
BD
San Francisco, CA
October 1, 1997 - September 1, 1998
ROBERTSON, STEPHENS & COMPANY LLC·CRD# 7730
BD
San Francisco, CA
February 24, 1996 - October 1, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
March 10, 1993 - May 2, 1995

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Current Firm

DM
DEVIL MOUNTAIN INVESTMENT MANAGEMENT

DEVIL MOUNTAIN INVESTMENT MANAGEMENT

CRD#: 150278
California
Registered Investment Advisory firm - California (9/22/2009 Approved)
Louisiana
Registered Investment Advisory firm - Louisiana (9/9/2009 Approved)
Texas
Registered Investment Advisory firm - Texas (2/14/2025 Approved)

Contact Information

Main Address

Austin, TX

Phone Number

(925) 389-0419

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

54

AUM (Assets Under Management)

$42,559,770

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DEVIL MOUNTAIN INVESTMENT MANAGEMENT- I AM THE PRESIDENT AND FOUNDER OF THIS CALIFORNIA, LOUISIANA, AND TEXAS BASED RIA. I HELP MANAGE THE FINANCIAL ASSETS OF FAMILY MEMBERS AS WELL AS MY OWN. I DO NOT HAVE DISCRETION OVER ACCOUNTS THAT ARE NOT DIRECTLY MINE.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
California
(9/23/2009)
IAR
Louisiana
(1/3/2025)
IAR
Texas
(2/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2009About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jul 2017About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Aug 1999

Series 7 — General Securities Representative Examination

Passed Feb 1993About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2006About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Christopher Michael Hannan's CRS (Customer Relationship Summary).

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