Benjamin H. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin Henry Miller was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 1993. Benjamin had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2014 - April 25, 2019
UNDERHILL INVESTMENT MANAGEMENT LLC
July 1, 1998 - October 14, 1999
COWEN AND COMPANY
November 1, 1994 - July 1, 1998
FINANCIAL SQUARE PARTNERS
November 10, 1993 - October 24, 1994
GRUNTAL & CO., L.L.C.
March 22, 1993 - November 15, 1993
REYNOLDS KENDRICK STRATTON, INC.
State Registrations and Notice Filings
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Exams
Current Firm
UNDERHILL INVESTMENT MANAGEMENT LLC
CRD#: 140390 / SEC#: 801-70241
Contact information
Red Flags
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