Kelly Conners Vaughn
Professional Summary
Kelly Conners Vaughn, who also goes by Kelly Ann Conners, is a registered financial advisor currently at CONNERS & CO., INC. located in Cincinnati, Ohio. Kelly is registered as a RR (Registered Representative) and started their career in finance in 1993. Kelly has worked at 1 firm and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kelly Ann Conners
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
CONNERS & CO., INC. | CONNERS & COMPANY, INC.
Contact Information
Main Address
5080 Wooster Road Suite 300, Cincinnati, OH 45226Mailing Address
5080 Wooster Road Suite 300, Cincinnati, OH 45226Phone Number
(513) 421-0606Established
Ohio since 10/27/1959Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CONNERS, JOHN ANTHONY | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | 52348 |
Disclosures
Regulatory Event
8Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/4/1993)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Jun 1999SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Kelly Conners Vaughn's CRS (Customer Relationship Summary).
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