Kelly C. Vaughn
Professional summary
Kelly Conners Vaughn, who also goes by Kelly Ann Conners, is a registered financial professional currently at CONNERS & CO., INC. located in Cincinnati, Ohio.
Kelly is registered as a RR (Registered Representative) and started their career in finance in 1993. Kelly has worked at 1 firm and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kelly Conners Vaughn's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 2, 1993 - Present
CONNERS & CO., INC.
Office #1: One West Fourth Street Suite 2800, Cincinnati, OH 45202-3843Office #2: 5080 Wooster Road Suite 300, Cincinnati, OH 45226State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/4/1993)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 6/7/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
CONNERS & CO., INC.
CRD#: 1511 / SEC#: , 8-8228
Contact information
FINRA licenses (4 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CONNERS, JOHN ANTHONY | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | 52348 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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Company Information
CONNERS & CO., INC.
CRD#: 1511Cincinnati, OH 45202-3843TRUST BUT VERIFY
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