David Block
Professional summary
David Block, CFP®, who also goes by David Ira Block, is a registered financial advisor currently at IP FINANCIAL ADVISORY SERVICES LLC located in New York, New York and INNOVATION PARTNERS LLC located in Charlotte, North Carolina.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. David has worked at 13 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Block's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2021
Experience
December 15, 2025 - Present
IP FINANCIAL ADVISORY SERVICES LLC
Office #1: 1384 Broadway Rm 1602, New York, NY 10018December 15, 2025 - Present
INNOVATION PARTNERS LLC
Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210September 5, 2025 - January 5, 2026
CETERA INVESTMENT ADVISERS LLC
September 5, 2025 - January 5, 2026
CETERA WEALTH SERVICES, LLC
January 9, 2025 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
January 8, 2025 - September 5, 2025
AVANTAX ADVISORY SERVICES
May 28, 2024 - November 5, 2024
STIRLINGSHIRE INVESTMENTS
May 28, 2024 - November 5, 2024
STIRLINGSHIRE INVESTMENTS
September 7, 2022 - May 30, 2024
IP FINANCIAL ADVISORY SERVICES LLC
September 7, 2022 - May 30, 2024
INNOVATION PARTNERS LLC
August 23, 2021 - September 12, 2022
LIFEMARK SECURITIES CORP.
December 15, 2017 - September 12, 2022
LIFEMARK SECURITIES CORP.
June 10, 2008 - December 19, 2017
INVEST FINANCIAL CORPORATION
January 8, 2002 - June 10, 2008
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
January 20, 1995 - December 31, 2001
TRUSTED SECURITIES ADVISORS CORP.
October 5, 1994 - February 28, 1995
PMG SECURITIES CORPORATION
April 1, 1993 - June 29, 1994
PMG SECURITIES CORPORATION
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/15/2025)
(1/14/2026)
(12/15/2025)
(1/6/2026)
(3/12/2026)
(12/15/2025)
(12/15/2025)
(12/15/2025)
(1/7/2026)
(3/12/2026)
(12/15/2025)
(3/16/2026)
(12/15/2025)
(1/6/2026)
(12/15/2025)
(12/15/2025)
(12/16/2025)
(1/6/2026)
(12/15/2025)
(1/6/2026)
(12/15/2025)
(1/6/2026)
(12/15/2025)
(1/7/2026)
(12/15/2025)
(1/6/2026)
Exams
FINRA
Current Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
