John J. Leach

CALABASAS ADVISORY GROUP

WESTLAKE VILLAGE, CA 91361

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CRD#: 2318394

Professional summary

John Joseph Leach is a registered financial advisor currently at CALABASAS ADVISORY GROUP, LLC located in Westlake Village, California.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. John has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Joseph Leach's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 2, 2017 - Present

CALABASAS ADVISORY GROUP, LLC

Office #1: 32107 Lindero Canyon Rd. Suite #133, Westlake Village, CA 91361

RIA

CRD#: 288224

WESTLAKE VILLAGE, CA

Past

December 15, 1997 - May 1, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

CALABASAS, CA

Past

March 16, 1993 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

March 16, 1993 - May 1, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

CALABASAS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CALABASAS ADVISORY GROUP, LLC

CALABASAS ADVISORY GROUP | SEMELENG FINANCIAL SERVICES | JL WEALTH MANAGEMENT | CALABASAS ADVISORY GROUP, LLC

CRD#: 288224 / SEC#: 801-110430

RIA

Registered Investment Advisory firm - (5/1/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/2/2017)

IAR

Texas
(5/2/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/16/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/1/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/12/1993

General Securities Representative Examination

Current Firm

CALABASAS ADVISORY GROUP, LLC

CALABASAS ADVISORY GROUP | SEMELENG FINANCIAL SERVICES | JL WEALTH MANAGEMENT | CALABASAS ADVISORY GROUP, LLC

CRD#: 288224 / SEC#: 801-110430

RIA

Registered Investment Advisory firm - (5/1/2017 Approved)

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Contact information

Main Address

32107 Lindero Canyon Rd. Suite 133, Westlake Village, CA 91361

Mailing Address

Phone number

(818) 351-5124

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE - JLWM (1/10/2025)

ADV PART 2A - FIRM BROCHURE - SFS (1/10/2025)

Regulatory assets under management

Total Number of Accounts	1,215
AUM (Assets Under Management)	$ 240,549,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John J. Leach

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Joseph Leach's CRS (Customer Relationship Summary).

Certified licenses

Experience

CALABASAS ADVISORY GROUP, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

CALABASAS ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/16/1993

SIE

Date: 5/1/2017

Series 7

Date: 3/12/1993

Current Firm

CALABASAS ADVISORY GROUP, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CALABASAS ADVISORY GROUP, LLC

TRUST BUT VERIFY

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