Greg A. Nicoletti
Professional summary
Greg Alan Nicoletti, who also goes by Greg Nicoletti, is a registered financial professional currently at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC located in Alpharetta, Georgia.
Greg is registered as a RR (Registered Representative) and started their career in finance in 1993. Greg has worked at 10 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Greg Alan Nicoletti's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 28, 2022 - Present
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
July 26, 2011 - October 31, 2022
THE LEADERS GROUP, INC.
February 9, 2010 - February 14, 2011
AMERICAN GENERAL EQUITY SERVICES CORPORATION
July 14, 2008 - July 8, 2009
AMERICAN GENERAL EQUITY SERVICES CORPORATION
September 19, 2006 - June 24, 2008
LINCOLN FINANCIAL DISTRIBUTORS, INC.
July 18, 2006 - August 24, 2006
MML DISTRIBUTORS, LLC
April 1, 2006 - June 22, 2006
METLIFE INVESTORS DISTRIBUTION COMPANY
May 10, 2001 - April 1, 2006
TOWER SQUARE SECURITIES, INC.
December 9, 1998 - March 9, 2001
VP DISTRIBUTORS LLC
October 15, 1993 - January 7, 1999
VOYA FINANCIAL PARTNERS, LLC
April 16, 1993 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/28/2022)
(10/28/2022)
(10/28/2022)
(1/23/2025)
(12/16/2022)
(10/28/2022)
(10/28/2022)
(10/28/2022)
Exams
FINRA
Current Firm
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570 / SEC#: , 8-39058
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SHAREHOLDER COMMON | |
| CARROLL, TRACEY MARIA | PRESIDENT | 5841463 |
| HAGGERTY, SCOTT PETER | CHIEF EXECUTIVE OFFICER | 2619329 |
| HARTNETT, CHRISTINA A | CHIEF OPERATING OFFICER | 2672099 |
| MCGRATH, SHANE THOMAS | CHIEF COMPLIANCE OFFICER | 4458909 |
| SMIT, ROBERT PHILIP | FINOP, CFO | 2332366 |
| THOMSEN, JORDAN K | CHIEF LEGAL OFFICER AND SECRETARY | 2821664 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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