Claudio Honigman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Claudio Honigman was a registered financial professional .
Claudio is a previously registered financial professional and started their career in finance in 1993. Claudio had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 12, 2014 - May 1, 2015
IRC SECURITIES LLC
September 12, 2012 - December 3, 2013
MIZUHO SECURITIES USA LLC
October 31, 2011 - January 12, 2012
WJB CAPITAL GROUP, INC.
September 7, 2011 - October 25, 2011
MAYBANK SECURITIES USA INC.
October 28, 1996 - January 21, 1998
J.P. MORGAN SECURITIES LLC
October 20, 1995 - September 13, 1996
DB ALEX. BROWN LLC
July 30, 1993 - August 18, 1995
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
IRC SECURITIES LLC
CRD#: 150022 / SEC#: , 8-68208
Contact information
FINRA licenses (16 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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