SS
Stephen H. Streeter
ROBERT STEPHEN CAPITAL MANAGEMENT LLC
TULSA, OK 74135
Some features on this profile are disabled
CRD#: 2318269
SS
Professional summary
Stephen Henry Streeter is a registered financial advisor currently at ROBERT STEPHEN CAPITAL MANAGEMENT LLC located in Tulsa, Oklahoma.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Stephen has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BTO PROPERTIES, LLC - 4111 S. DARLINGTON, SUITE 120, TULSA, OK 74135 NON-INVESTMENT RELATED, REAL ESTATE ACQUISITION, PARTNER - 5/2002 TO PRESENT, DUTIES INCLUDE BOOKEEPING AND ANALYSIS.
STREETER FINANCIAL - NON-INVESTMENT RELATED 4111 S. DARLINGTON SUITE 120, TULSA OK 74135 - OWNER, 12/1994 TO PRESENT DEVOTES WHATEVER TIME IS NECESSARY TO SUPPORT THE CLIENTS OF HIS FINANCIAL BUSINESS.
OWNER / INVESTMENT ADVISORY REPRESENTATIVE OF STREETER MOORE & STIPE, AN SEC REGISTERED INVESTEMENT ADVISOR. 4111 S DARLINGSTON ST. STE 120 TULSA, OK 74135. START DATE 1995. DEVOTES WHATEVER TIME IS NECESSARY TO SUPPORT THE CLIENTS OF HIS ADVISORY BUSINESS.
OWNER / ROBERT STEPHEN CAPITAL MANAGMENT DBA STREETER, MOORE & STIPE LLC, AN SEC REGISTERED INVESTEMENT ADVISOR. 4111 S DARLINGSTON ST. STE 120 TULSA, OK 74135. START DATE 2011. DEVOTES WHATEVER TIME IS NECESSARY TO SUPPORT THE CLIENTS OF HIS ADVISORY BUSINESS
TRUSTEE, BOARD OF TRUSTEES OK TEACHERS RETIREMENT SYSTEM. INVESTMENT COMMITTEE, RESPONSIBLE FOR MANAGING AND ADMINISTERING PENSION PLAN. 4 HOURS PER MONTH OVERSIGHT OF ADMINISTRATORS AND INVESTMENT PORTFOLIO. NO COMPENSATION POSSIBLE REIMBURSEMENT FOR TRAVEL. FIRST MEETING TO BE HELD ON FEBRUARY 26, 2019.
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Henry Streeter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 1, 1998 - Present
ROBERT STEPHEN CAPITAL MANAGEMENT LLC
Office #1: 4111 S. Darlington Suite 120, Tulsa, OK 74135RIA
CRD#: 118588
TULSA, OK
Past
January 2, 2008 - October 8, 2020
FSIC
BD
CRD#: 37813
TULSA, OK
Past
May 10, 2005 - December 31, 2007
WOLF FINANCIAL MANAGEMENT, LLC
BD
CRD#: 44225
TULSA, OK
Past
March 13, 2000 - May 9, 2005
WILBANKS SECURITIES, INC.
BD
CRD#: 40673
OKLAHOMA CITY, OK
Past
May 19, 1998 - April 7, 2000
BIRCHTREE FINANCIAL SERVICES LLC
BD
CRD#: 15014
MINNEAPOLIS, MN
Past
August 11, 1994 - June 4, 1998
INVESTACORP, INC.
BD
CRD#: 7684
MIAMI, FL
Past
February 25, 1993 - August 30, 1994
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RS
ROBERT STEPHEN CAPITAL MANAGEMENT LLC
DBA: ROBERT STEPHEN CAPITAL MANAGEMENT | STREETER MOORE & STIPE LLC | SMS FINANCIAL & INVESTMENT MANAGEMENT | ROBERT STEPHEN CAPITAL MANAGEMENT LLC | DBA: WEALTH MANAGEMENT SOLUTIONS
CRD#: 118588 / SEC#: 801-68644
RIA
Registered Investment Advisory firm - (1/7/2008 Approved)Oklahoma
Registered Investment Advisory firm - (1/7/2008 Terminated)Texas
Registered Investment Advisory firm - (12/31/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arkansas(1/8/2015)
IAR
Oklahoma(9/1/1998)
IAR
Texas(1/15/2008)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
RS
ROBERT STEPHEN CAPITAL MANAGEMENT LLC
DBA: ROBERT STEPHEN CAPITAL MANAGEMENT | STREETER MOORE & STIPE LLC | SMS FINANCIAL & INVESTMENT MANAGEMENT | ROBERT STEPHEN CAPITAL MANAGEMENT LLC | DBA: WEALTH MANAGEMENT SOLUTIONS
CRD#: 118588 / SEC#: 801-68644
RIA
Registered Investment Advisory firm - (1/7/2008 Approved)Oklahoma
Registered Investment Advisory firm - (1/7/2008 Terminated)Texas
Registered Investment Advisory firm - (12/31/2007 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4111 S. Darlington Suite 120, Tulsa, OK 74135
Mailing Address
Phone number
(918) 481-6262
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 471 |
| AUM (Assets Under Management) | $ 193,461,626 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ROBERT STEPHEN CAPITAL MANAGEMENT LLC
CRD#: 118588Tulsa, OK 74135TRUST BUT VERIFY
Monitor Stephen Streeter
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
