Stephen Henry Streeter
Professional Summary
Stephen Henry Streeter is a registered financial advisor currently at ROBERT STEPHEN CAPITAL MANAGEMENT LLC located in Tulsa, Oklahoma. Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Stephen has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
DBA: ROBERT STEPHEN CAPITAL MANAGEMENT | STREETER MOORE & STIPE LLC | SMS FINANCIAL & INVESTMENT MANAGEMENT | ROBERT STEPHEN CAPITAL MANAGEMENT LLC | DBA: WEALTH MANAGEMENT SOLUTIONS
Contact Information
Main Address
4111 S. Darlington Suite 120, Tulsa, OK 74135Phone Number
(918) 481-6262# of Employees
5SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
188AUM (Assets Under Management)
$219,130,877Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
DBA: ROBERT STEPHEN CAPITAL MANAGEMENT | STREETER MOORE & STIPE LLC | SMS FINANCIAL & INVESTMENT MANAGEMENT | ROBERT STEPHEN CAPITAL MANAGEMENT LLC | DBA: WEALTH MANAGEMENT SOLUTIONS
State Registrations and Notice Filings
(1/8/2015)
(9/1/1998)
(1/15/2008)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 1993About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Stephen Henry Streeter's CRS (Customer Relationship Summary).
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