Patrick D. Mulquin
Professional summary
Patrick Daniel Mulquin, who also goes by Pat Mulquin, is a registered financial professional currently at STANCORP EQUITIES, INC. located in Portland, Oregon.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 1993. Patrick has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick Daniel Mulquin's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 27, 2024 - Present
STANCORP EQUITIES, INC.
Office #1: 1100 Sw 6th Avenue, Portland, OR 97204May 19, 2011 - September 20, 2024
LINCOLN FINANCIAL DISTRIBUTORS, INC.
November 25, 2008 - November 12, 2010
CION SECURITIES, LLC
October 31, 2002 - April 8, 2008
NEUBERGER BERMAN MANAGEMENT LLC
October 9, 2002 - April 8, 2008
NEUBERGER BERMAN BD LLC
October 9, 2002 - April 8, 2008
NEUBERGER BERMAN BD LLC
July 9, 2001 - October 11, 2002
NATIONWIDE INVESTMENT SERVICES CORPORATION
October 1, 1999 - June 12, 2001
WELLS FARGO CLEARING SERVICES, LLC
July 14, 1995 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
February 16, 1993 - August 2, 1995
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/27/2024)
Exams
FINRA
Current Firm
STANCORP EQUITIES, INC.
CRD#: 19517 / SEC#: , 8-37563
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STANCORP FINANCIAL GROUP, INC. | OWNER OF STANCORP EQUITIES, INC. | |
| BURLIE, JASON MATTHEW | PRESIDENT | 4072452 |
| HUANG, JAMES PEI-YUEN | SECRETARY | 4020305 |
| LIM, CHARLES | CHIEF COMPLIANCE OFFICER | 5039063 |
| MARTIN, SHANNON MICHELLE | 2ND VICE PRESIDENT AND ASSISTANT CONTROLLER | 7616238 |
| PAGLIARULO, DAVID C | TREASURER, FINOP | 6883045 |
Red Flags
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