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MS

Michael Saurino

HIGH HILL SECURITIES
Greensboro, GA
Some features on this profile are disabled
CRD#: 2318212
MS

Professional summary

Michael Saurino, who also goes by Michael E Saurino, is a registered financial professional currently at HIGH HILL SECURITIES, LLC located in Greensboro, Georgia.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1995. Michael has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael E Saurino

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Saurino's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 8, 2026 - Present

HIGH HILL SECURITIES, LLC

BD
CRD#: 328523
Greensboro, GA
Past

April 1, 2021 - August 26, 2024

BGC FINANCIAL, L.P.

BD
CRD#: 19801
Iselin, NJ
Past

November 14, 2016 - August 27, 2020

CROTON LIQUID MARKETS LLC

BD
CRD#: 283873
NEW YORK, NY
Past

November 1, 2010 - August 27, 2020

GUGGENHEIM SECURITIES, LLC

BD
CRD#: 40638
NEW YORK, NY
Past

August 22, 2007 - November 2, 2010

GUGGENHEIM LIQUIDITY SERVICES, LLC

BD
CRD#: 141697
NEW YORK, NY
Past

November 30, 2004 - October 2, 2006

SG AMERICAS SECURITIES, LLC

BD
CRD#: 128351
NEW YORK, NY
Past

September 10, 1998 - July 30, 2004

COWEN AND COMPANY

BD
CRD#: 7616
NEW YORK, NY
Past

January 23, 1995 - May 6, 1998

SANWA UNIVERSAL SECURITIES CO., LLC

BD
CRD#: 8427
NEW YORK, NY
Past

January 23, 1995 - May 6, 1998

SANWA SECURITIES (USA) CO., L.P.

BD
CRD#: 19697
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(4/9/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 4/25/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/25/1995
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

HH
HIGH HILL SECURITIES, LLC
HIGH HILL SECURITIES LLC | HIGH HILL SECURITIES, LLC

CRD#: 328523 / SEC#: , 8-71177

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
1041 Ruth's Way, Greensboro, GA 30642
Mailing Address
1041 Ruth's Way, Greensboro, GA 30642
Phone number
(404) 272-2325
Established
Delaware since 10/23/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
HIGH HILL INVESTMENT MANAGEMENT, LLCMEMBER
AGERTON, DEBORAH LYNNFINOP, PFO, POO4460597
VINCENT, MATTHEW DAVIDCEO/CCO2215416

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HIGH HILL SECURITIES, LLC

CRD#: 328523Greensboro, GA

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