Leo J. Polverini
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leo Joseph Polverini JR., who also goes by Leo Joseph Polverini Jr, Leo Joseph Polverini, was a registered financial professional .
Leo is a previously registered financial professional and started their career in finance in 1993. Leo had worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2010 - March 1, 2019
EPSTEIN FINANCIAL SERVICES
November 19, 1993 - July 7, 1997
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
EPSTEIN FINANCIAL SERVICES
CRD#: 118141 / SEC#:
Contact information
Red Flags
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