Michael G. Weinand

WEINAND FINANCIAL

Lacey, WA 98516-4704

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CRD#: 2317898

Professional summary

Michael George Weinand, CFP®, who also goes by Michael George Weinand Mba, is a registered financial advisor currently at WEINAND FINANCIAL, INC. located in Lacey, Washington.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Michael has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael George Weinand Mba

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 8/2020 - Notary - Michael Weinand - Non-Investment Related - Principal - 1731 McAllister Ct. SE, Olympia, WA 98513 - 0 hours per month - 0 hours per month during trading hours 2) 1/2006 - Real Estate Rental - Non-Investment Related - Principal/Property Manager - 1731 McAllister Ct. SE, Olympia, WA 98513 -1 hour per month - 0 hours per month during trading hours 3) 1/1998 - Real Estate Rental - Non-Investment Related - Weinand Family LLC - Principal/Property Manager - 904 4th Ave SE, Quincy, WA 98848 - 1 hour per month - 0 hours per month during trading hours 4) 1/1992 - Non-Variable Insurance - Michael Weinand - Independent Insurance Agent - Investment Related - 8120 Freedom Lane, NE, #101, Lacey, WA 98516 - 3 hours per month - 1 hour per month during trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael George Weinand's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

December 22, 2023 - Present

WEINAND FINANCIAL, INC.

Office #1: 8120 Freedom Lane Ne Ste 101, Lacey, WA 98516-4704

RIA

CRD#: 328590

Lacey, WA

Past

September 1, 2020 - December 20, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

LACEY, WA

Past

September 1, 2020 - December 20, 2023

LPL FINANCIAL LLC

CRD#: 6413

LACEY, WA

Past

November 17, 1998 - September 1, 2020

KMS FINANCIAL SERVICES, INC.

RIA

CRD#: 3866

LACEY, WA

Past

June 9, 1998 - September 1, 2020

KMS FINANCIAL SERVICES, INC.

CRD#: 3866

LACEY, WA

Past

February 12, 1993 - June 19, 1998

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

February 12, 1993 - June 19, 1998

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEINAND FINANCIAL, INC.

CRD#: 328590 / SEC#: 801-129080

RIA

Registered Investment Advisory firm - (11/21/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/22/2023)

IAR

Washington
(12/22/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/7/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/10/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/3/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/10/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WEINAND FINANCIAL, INC.

CRD#: 328590 / SEC#: 801-129080

RIA

Registered Investment Advisory firm - (11/21/2023 Approved)

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Contact information

Main Address

8120 Freedom Lane Ne Ste 101, Lacey, WA 98516-4704

Mailing Address

Phone number

(360) 459-4847

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEINAND FINANCIAL FIRM BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,967
AUM (Assets Under Management)	$ 504,467,753

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Michael G. Weinand

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael George Weinand's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

Primary Firm SEC Registration

WEINAND FINANCIAL, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/7/1996

Series 63

Date: 2/10/1993

SIE

Date: 10/1/2018

Series 7

Date: 10/3/1996

Series 6

Date: 2/10/1993

Current Firm

WEINAND FINANCIAL, INC.

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEINAND FINANCIAL, INC.

TRUST BUT VERIFY

Contact information

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