Kevin T. Prink
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Todd Prink, who also goes by Todd Prink, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1993. Kevin had worked at 6 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2014 - November 1, 2023
RIA ADVISORY GROUP, LLC
October 3, 2008 - April 23, 2010
CAMBRIDGE INVESTMENT RESEARCH, INC.
September 13, 2005 - October 6, 2008
LPL FINANCIAL LLC
August 21, 2003 - September 16, 2005
THE O.N. EQUITY SALES COMPANY
November 4, 1996 - July 7, 2003
FBL MARKETING SERVICES, LLC
March 8, 1993 - November 4, 1996
AMERICAN GENERAL EQUITY SERVICES CORPORATION
Primary Firm SEC Registration
RIA ADVISORY GROUP, LLC
CRD#: 152566 / SEC#: 801-117837
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RIA ADVISORY GROUP, LLC
CRD#: 152566 / SEC#: 801-117837
Contact information
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,009 |
| AUM (Assets Under Management) | $ 456,517,836 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
