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DP

David M. Panagrossi

CMG SECURITIES LLC
San Ramon, CA 94583
Some features on this profile are disabled
CRD#: 2317860
DP

Professional summary

David Michael Panagrossi is a registered financial professional currently at CMG SECURITIES LLC located in San Ramon, California.

David is registered as a RR (Registered Representative) and started their career in finance in 1993. David has worked at 10 firms and has passed the Series 63, Series 65, Series 79TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 14, Series 24, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Michael Panagrossi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 22, 2018 - Present

CMG SECURITIES LLC

Office #1: 3160 Crow Canyon Road Suite 404, San Ramon, CA 94583
BD
CRD#: 289090
San Ramon, CA
Past

February 9, 2024 - November 7, 2024

POLYSIGN CAPITAL LLC

BD
CRD#: 317111
GULF BREEZE, FL
Past

November 10, 2016 - March 29, 2021

RAREVIEW CAPITAL LLC

RIA
CRD#: 284474
PACE, FL
Past

April 19, 2016 - January 2, 2020

DOMUS CAPITAL GROUP, LLC

RIA
CRD#: 165076
Etna, NH
Past

July 21, 2015 - September 28, 2015

MOSAIC CAPITAL, LLC

BD
CRD#: 171587
NEW YORK, NY
Past

June 6, 2007 - January 20, 2011

NAVIGATE ADVISORS

RIA
CRD#: 128143
STAMFORD, CT
Past

April 12, 2007 - September 13, 2013

NAVIGATE ADVISORS

BD
CRD#: 128143
STAMFORD, CT
Past

June 29, 1998 - May 24, 2006

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

September 2, 1997 - June 29, 1998

SBC WARBURG DILLON READ INC.

BD
CRD#: 1650
STAMFORD, CT
Past

June 30, 1995 - September 2, 1997

SBC WARBURG, INC.

BD
CRD#: 23745
NEW YORK, NY
Past

June 25, 1993 - July 7, 1995

CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.

BD
CRD#: 8010
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/1/2018)
RR
Florida
(2/17/2022)
RR
New York
(7/16/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 5/1/2018
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 6/4/2007
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 3/1/2006
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 6/24/1993
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/2/2007
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 10
Date: 11/12/2001
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 3/1/2001
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CMG SECURITIES LLC
CMG SECURITIES LLC

CRD#: 289090 / SEC#: , 8-69982

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
3160 Crow Canyon Road Suite 404, San Ramon, CA 94583
Mailing Address
3160 Crow Canyon Road Suite 404, San Ramon, CA 94583
Phone number
(415) 278-7727
Established
California since 06/06/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CMG FINANCIAL SERVICESMEMBER
CABRALL, JOSEPH WCEO6825905
GEORGE, KENNETH RONALDFINOPS/CFO2643369
PANAGROSSI, DAVID MICHAELCCO2317860

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CMG SECURITIES LLC

CRD#: 289090San Ramon, CA 94583

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