Jeffrey A. Newman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Alan Newman, who also goes by Jeffrey A Newman, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1998. Jeffrey had worked at 3 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2008 - April 21, 2015
CHICAGO CAPITAL MANAGEMENT, L.P.
January 28, 2003 - December 31, 2004
NT SECURITIES LLC
August 5, 1998 - June 26, 2002
PETERS SECURITIES CO., LP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/29/1999
Limited Representative-Equity Trader ExamCurrent Firm
CHICAGO CAPITAL MANAGEMENT, L.P.
CRD#: 44342 / SEC#: , 8-50671
Contact information
Documents
Red Flags
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