JN

Jeffrey A. Newman

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CRD#: 2317856
JN

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeffrey Alan Newman, who also goes by Jeffrey A Newman, was a registered financial professional .

Jeffrey is a previously registered financial professional and started their career in finance in 1998. Jeffrey had worked at 3 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jeffrey A Newman

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

April 1, 2008 - April 21, 2015

CHICAGO CAPITAL MANAGEMENT, L.P.

BD
CRD#: 44342
CHICAGO, IL
Past

January 28, 2003 - December 31, 2004

NT SECURITIES LLC

BD
CRD#: 45694
CHICAGO, IL
Past

August 5, 1998 - June 26, 2002

PETERS SECURITIES CO., LP

BD
CRD#: 15970
CHICAGO, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 12/29/1999
Limited Representative-Equity Trader Exam
General Industry/Product Exam

Current Firm


CC
CHICAGO CAPITAL MANAGEMENT, L.P.
CHICAGO CAPITAL MANAGEMENT, L.P.

CRD#: 44342 / SEC#: , 8-50671

BD
Terminated by SEC on 06/20/2015
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Contact information


Main Address
Mailing Address
Phone number
Established
Illinois since 09/23/1997
Firm type
Partnership
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
CHICAGO CAPITAL MASTER FUND, LTD.LIMITED PARTNER
BROWN TROUT MANAGEMENT, LLCGENERAL PARTNER
GERBEL, STEVEN ROBERTLIMITED PARTNER2982879
PURICELLI, ROBERT JOSEPHCHIEF COMPLIANCE OFFICER2322138
VOGEL, RICHARD CRAIGLIMITED PARTNER2714420

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CHICAGO CAPITAL MANAGEMENT, L.P.

CRD#: 44342

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