Pamela T. Imparato
Professional summary
Pamela Therese Imparato, who also goes by Pamela T Mccool, Pamela Therese Mccool, is a registered financial professional currently at SPARTAN CAPITAL SECURITIES, LLC located in New York, New York.
Pamela is registered as a RR (Registered Representative) and started their career in finance in 2007. Pamela has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Pamela Therese Imparato's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 9, 2023 - Present
SPARTAN CAPITAL SECURITIES, LLC
Office #1: 45 Broadway 19th Floor, New York, NY 10006January 22, 2019 - July 5, 2022
SPARTAN CAPITAL SECURITIES, LLC
February 9, 2017 - September 26, 2018
NYLIFE SECURITIES LLC
July 19, 2012 - June 15, 2016
MORGAN STANLEY
June 4, 2009 - June 15, 2016
MORGAN STANLEY
July 25, 2007 - June 4, 2009
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/10/2023)
(7/27/2023)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SPARTAN CAPITAL SECURITIES, LLC
CRD#: 146251 / SEC#: , 8-67801
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SPARTAN CAPITAL HOLDINGS, LLC | OWNER | |
| BASIS, THEOLOGOS STAVROS | CHIEF COMPLIANCE OFFICER / AML OFFICER | 2574740 |
| DACOSTA, MAURICE MICHAEL | CFO / FINOP | 5500926 |
| HEILPERN, GERALD MARTIN | MUNICIPAL SECURITIES PRINCIPAL | 241803 |
| LOWRY, JOHN DENNIS | CEO/MANAGING MEMBER | 4336146 |
| MONCHIK, KIM MARIE | CAO | |
| SNOOZY, MARK JAMES | ROSFP | 2822325 |
Disclosures
| Regulatory Event | 8 |
| Civil Event | 1 |
| Arbitration | 4 |
Red Flags
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