BC
Bobby K. Cowand
REALTA INVESTMENT ADVISORS,
AUSTIN, TX
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CRD#: 2317710
BC
Professional summary
Bobby Kyle Cowand, who also goes by Kyle Cowand, is a registered financial advisor currently at REALTA INVESTMENT ADVISORS, INC located in Austin, Texas and REALTA EQUITIES, INC. located in Austin, Texas.
Bobby is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Bobby has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kyle Cowand
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. AIRBUBBLES LLC. NATURE OF BUSINESS: AVIATION (BUYING, SELLING, & LEASING AIRCRAFTS AND HANGERS). TITLE: CEO/PRESIDENT. COMPENSATION: RENT AND PROFITS ON TRADING AIRCRAFTS). 10 HOURS PER WEEK, SOME DURING TRADING HOURS. 2. REALTA INVESTMENT ADVISORS, INC.; WILMINGTON, DE; INVESTMENT ADVISORY SERVICES, INVESTMENT ADVISOR REPRESENTATIVE; WWW.REALTAWEALTH.COM; COMPENSATION IN THE FOR OF FEES; 40 HOURS PER WEEK DURING NORMAL TRADING HOURS. 3. COWAND WEALTH MANAGEMENT. NATURE OF BUSINESS: DBA NAME. TITLE: OWNER. 40 HOURS PER WEEK, DURING TRADING HOURS. 4. FIXED AND INDEXED INSURANCE BUSINESS. TITLE: AGENT. COMPENSATION: INSURANCE COMMISSIONS. 10 HOURS PER WEEK, DURING TRADING HOURS. 5. REGAL ROOMS, LLC; LEASING SPACE FOR PRIVATE PARITIES; RGLROOMS.COM; 100% OWNER AND MEMBER RESPONSIBLE FOR ASSISTING WITH RENTALS OF PROPERTY; 100% OF THE PROFITS AFTER EXPENSES; 10 HOURS PER WEEK SOME DURING NORMAL TRADING HOURS. 6. REGAL WAVES, LLC; 1204 REGAL ROW AUSTIN, TX 78748; RECORDING/BROADCASTING MUSIC/LIFE STREAM/CREATION OF CONTENT/NFTS; WWW.REGALWAVES.COM; 100% OWNER, MEMBER; 100% REVENUE GENERATED FROM CONTRACTS WITH LIVE TICKET SALES DERIVED FROM CONTRACTS FROM RECORD LABELS, PRODUCERS OR BANDS; 100% START UP COSTS; 6-12 HOURS PER WEEK/MOSTLY WEEKENDS AND NON DURING REGULAR TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Bobby Kyle Cowand's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 31, 2018 - Present
REALTA INVESTMENT ADVISORS, INC
RIA
CRD#: 134952
AUSTIN, TX
Current
January 31, 2018 - Present
REALTA EQUITIES, INC.
BD
CRD#: 23769
Austin, TX
Past
November 13, 2013 - March 1, 2018
CARY STREET PARTNERS
RIA
CRD#: 128545
AUSTIN, TX
Past
November 1, 2013 - March 1, 2018
CARY STREET PARTNERS
BD
CRD#: 128089
AUSTIN, TX
Past
January 26, 2004 - December 9, 2013
RIVERSTONE WEALTH MANAGEMENT, INC.
RIA
CRD#: 40418
AUSTIN, TX
Past
March 15, 1996 - December 9, 2013
RIVERSTONE WEALTH MANAGEMENT, INC.
BD
CRD#: 40418
AUSTIN, TX
Past
June 7, 1995 - March 27, 1996
BLUEBONNET SECURITIES, INC.
BD
CRD#: 15957
Past
August 19, 1994 - May 25, 1995
H.J. MEYERS & CO., INC.
BD
CRD#: 15609
ROCHESTER, NY
Past
February 18, 1993 - September 20, 1994
DICKINSON & CO.
BD
CRD#: 689
DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RI
REALTA INVESTMENT ADVISORS, INC
BARRACK YARD ADVISORS | YOUNGS FINANCIAL PLANNING & WEALTH MANAGEMENT | WINTHER ASSET MANAGEMENT | WEALTH SOLUTIONS | STAUFFERWILLIAMS ASSET MANAGEMENT | SOMERVILLE INVESTMENTS | REALTA WEALTH | REALTA INVESTMENT ADVISORS, INC | MCLAUGHLIN FINANCIAL GROUP | LEGEND CAPITAL GROUP | IRON VALLEY WEALTH MANAGEMENT | INDEPENDENT WEALTH MANAGEMENT | HR&S FINANCIAL SERVICES | FOUNDRY WEALTH ADVISORS | DONNELLY, MICHAEL | DONNELLY STEEN & COMPANY | DONNELLY ADVISORS GROUP, INC. | DONNELLY ADVISORS GROUP, INC | DIVERSIFIED ASSET MANAGEMENT | COASTAL VALUE PARTNERS | COASTAL INVESTMENT ADVISORS, INC. | COASTAL INVESTMENT ADVISORS | COASTAL ADVISORY GROUP | COASTAL | BLACKBURN CAPITAL MANAGEMENT
CRD#: 134952 / SEC#: 801-68000
RIA
Registered Investment Advisory firm - (6/6/2007 Approved)New Jersey
Registered Investment Advisory firm - (6/11/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/26/2019)
RR
Arkansas(6/10/2022)
RR
California(11/30/2018)
RR
Colorado(8/12/2024)
RR
Florida(1/31/2018)
RR
Georgia(1/13/2021)
RR
Illinois(12/14/2020)
RR
Minnesota(1/31/2018)
RR
Missouri(3/23/2023)
RR
New Hampshire(9/1/2021)
RR
New Jersey(10/25/2018)
RR
New York(10/29/2018)
RR
North Carolina(3/12/2018)
RR
North Dakota(3/20/2018)
RR
Oklahoma(2/5/2018)
RR
Tennessee(1/31/2018)
RR
Texas(1/31/2018)
IAR
Texas(1/31/2018)
RR
Virginia(1/31/2018)
RR
Washington(3/1/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
RI
REALTA INVESTMENT ADVISORS, INC
BARRACK YARD ADVISORS | YOUNGS FINANCIAL PLANNING & WEALTH MANAGEMENT | WINTHER ASSET MANAGEMENT | WEALTH SOLUTIONS | STAUFFERWILLIAMS ASSET MANAGEMENT | SOMERVILLE INVESTMENTS | REALTA WEALTH | REALTA INVESTMENT ADVISORS, INC | MCLAUGHLIN FINANCIAL GROUP | LEGEND CAPITAL GROUP | IRON VALLEY WEALTH MANAGEMENT | INDEPENDENT WEALTH MANAGEMENT | HR&S FINANCIAL SERVICES | FOUNDRY WEALTH ADVISORS | DONNELLY, MICHAEL | DONNELLY STEEN & COMPANY | DONNELLY ADVISORS GROUP, INC. | DONNELLY ADVISORS GROUP, INC | DIVERSIFIED ASSET MANAGEMENT | COASTAL VALUE PARTNERS | COASTAL INVESTMENT ADVISORS, INC. | COASTAL INVESTMENT ADVISORS | COASTAL ADVISORY GROUP | COASTAL | BLACKBURN CAPITAL MANAGEMENT
CRD#: 134952 / SEC#: 801-68000
RIA
Registered Investment Advisory firm - (6/6/2007 Approved)New Jersey
Registered Investment Advisory firm - (6/11/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1201 N. Orange Street Suite 729, Wilmington, DE 19801
Mailing Address
Phone number
(888) 657-5200
Established
Firm type
Fiscal year end
# of Employees
64
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,958 |
| AUM (Assets Under Management) | $ 343,465,487 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
