Coleman J. Devlin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Coleman Joseph Devlin was a registered financial professional .
Coleman is a previously registered financial professional and started their career in finance in 1994. Coleman had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 2017 - November 25, 2019
HAYDEN ROYAL
March 7, 2017 - March 31, 2017
SB ADVISORY, LLC
September 13, 2016 - March 2, 2017
SB ADVISORY, LLC
July 28, 2016 - February 13, 2017
IFS SECURITIES
June 5, 2007 - July 12, 2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED
June 5, 2007 - July 12, 2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED
April 29, 2002 - June 5, 2007
RYAN BECK & CO.
May 16, 2001 - June 5, 2007
RYAN BECK & CO.
March 23, 2001 - May 15, 2002
GRUNTAL & CO., L.L.C.
February 29, 2000 - March 12, 2001
MORGAN STANLEY DW INC.
August 1, 1994 - March 20, 2000
LEGG MASON WOOD WALKER, INCORPORATED
April 18, 1994 - August 13, 1994
TAMARON INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HAYDEN ROYAL
CRD#: 170037 / SEC#: 801-101516
Contact information
Regulatory assets under management
| Total Number of Accounts | 3,248 |
| AUM (Assets Under Management) | $ 596,602,721 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
