Wesley A. Mlcak
Professional summary
Wesley Alan Mlcak, CFP®, who also goes by Wes Alan Mlcak, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in San Antonio, Texas and FIRST COMMAND BROKERAGE SERVICES, INC. located in San Antonio, Texas.
Wesley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Wesley has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Wesley Alan Mlcak's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2015
Experience
December 15, 2015 - Present
FIRST COMMAND ADVISORY SERVICES
Office #1: 1919 Oakwell Farms Pkwy Ste 200, San Antonio, TX 78218February 23, 2007 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 1919 Oakwell Farms Pkwy Suite 200, San Antonio, TX 78218March 15, 2007 - December 15, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
October 16, 2002 - January 6, 2003
NAVILLUS SECURITIES, INC.
July 16, 2002 - October 28, 2002
VANTAGE CAPITAL MANAGEMENT, LLC
September 27, 1993 - December 1, 1995
AMERIPRISE ADVISOR SERVICES, INC.
February 22, 1993 - September 28, 1993
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/24/2021)
(4/24/2025)
(3/7/2018)
(10/22/2021)
(3/15/2007)
(12/15/2015)
Exams
Series 7TO
Date: 9/24/2020
General Securities Representative ExaminationSeries 55
Date: 10/18/2002
Limited Representative-Equity Trader ExamFINRA
Current Firm
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
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