Wayne F. Guidotti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wayne Frank Guidotti was a registered financial professional .
Wayne is a previously registered financial professional and started their career in finance in 1981. Wayne had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 1, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2020 - July 8, 2021
HOOVER FINANCIAL ADVISORS, INC.
June 20, 2002 - December 31, 2019
CAPITAL INVESTMENT SERVICES, INC.
March 10, 2000 - December 31, 2019
OSAIC WEALTH, INC.
October 15, 1985 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
October 15, 1985 - March 2, 2000
EQUITABLE ADVISORS, LLC
September 15, 1984 - October 21, 1985
ALEXANDER INVESTMENT PLANS, LTD.
October 20, 1981 - September 4, 1984
JOHN HANCOCK DISTRIBUTORS LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 7/8/1974
Registered Representative ExaminationCurrent Firm
HOOVER FINANCIAL ADVISORS, INC.
CRD#: 133979 / SEC#: 801-63867
Contact information
Red Flags
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