James R. Bradshaw

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CRD#: 2317390

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Russell Bradshaw, who also goes by Jim Bradshaw, was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 1993. James had worked at 3 firms and has passed the Series 65, Series 63, Series 86, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jim Bradshaw

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 26, 2009 - December 31, 2016

BRIDGE CITY CAPITAL, LLC

RIA

CRD#: 148828

LAKE OSWEGO, OR

Past

February 22, 2000 - May 16, 2008

D.A. DAVIDSON & CO.

CRD#: 199

LAKE OSWEGO, OR

Past

March 15, 1993 - January 13, 2000

PACIFIC CREST SECURITIES LLC

CRD#: 6619

PORTLAND, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRIDGE CITY CAPITAL, LLC

CRD#: 148828 / SEC#: 801-96252

RIA

Registered Investment Advisory firm - (5/11/2015 Approved)

Oregon

Registered Investment Advisory firm - (6/4/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/25/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/19/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 86

Date: 12/29/2004

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 12/23/2004

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 3/11/1993

General Securities Representative Examination

Current Firm

BRIDGE CITY CAPITAL, LLC

CRD#: 148828 / SEC#: 801-96252

RIA

Registered Investment Advisory firm - (5/11/2015 Approved)

Oregon

Registered Investment Advisory firm - (6/4/2015 Terminated)

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Contact information

Main Address

One Centerpointe Drive, Suite 565, Lake Oswego, OR 97035

Mailing Address

Phone number

(503) 265-8554

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2B (3/17/2025)

ADV PART A (3/17/2025)

Regulatory assets under management

Total Number of Accounts	42
AUM (Assets Under Management)	$ 393,199,523

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James R. Bradshaw

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

D.A. DAVIDSON & CO.

PACIFIC CREST SECURITIES LLC

Primary Firm SEC Registration

BRIDGE CITY CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/25/2009

Series 63

Date: 3/19/1993

Series 86

Date: 12/29/2004

Series 87

Date: 12/23/2004

Series 7

Date: 3/11/1993

Current Firm

BRIDGE CITY CAPITAL, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRIDGE CITY CAPITAL, LLC

TRUST BUT VERIFY

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