Craig T. Sparks

INVESCO DISTRIBUTORS

Downers Grove, IL 60515

Some features on this profile are disabled

CRD#: 2317330

Professional summary

Craig Thomas Sparks is a registered financial professional currently at INVESCO DISTRIBUTORS, INC. located in Downers Grove, Illinois.

Craig is registered as a RR (Registered Representative) and started their career in finance in 2003. Craig has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Craig Thomas Sparks's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 5, 2023 - Present

INVESCO DISTRIBUTORS, INC.

Office #1: 3500 Lacey Road Suite 700, Downers Grove, IL 60515

CRD#: 7369

Downers Grove, IL

Past

November 15, 2021 - May 3, 2023

USAA INVESTMENT SERVICES COMPANY

CRD#: 5475

Bloomington, IN

Past

August 10, 2018 - December 2, 2020

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

Bloomington, IN

Past

March 25, 2017 - August 23, 2018

MML INVESTORS SERVICES, LLC

CRD#: 10409

BLOOMINGTON, IN

Past

December 14, 2015 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

BLOOMINGTON, IN

Past

May 21, 2015 - December 8, 2015

ONEAMERICA SECURITIES, INC.

CRD#: 4173

BLOOMINGTON, IN

Past

February 17, 2014 - April 6, 2015

PRINCIPAL SECURITIES, INC.

CRD#: 1137

Indianapolis, IN

Past

October 27, 2008 - October 30, 2009

LIBERTY LIFE SECURITIES LLC

CRD#: 47737

DOVER, NH

Past

October 29, 2003 - September 24, 2007

LIBERTY LIFE SECURITIES LLC

CRD#: 47737

DOVER, NH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Georgia
(5/9/2023)

Illinois
(5/9/2023)

Indiana
(5/24/2023)

New York
(5/28/2023)

Texas
(5/6/2023)

Exams

State Security Law Exam

Series 63

Date: 2/17/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/24/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/17/2014

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/29/2018

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

INVESCO DISTRIBUTORS, INC.

CRD#: 7369 / SEC#: , 8-21323

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

11 Greenway Plaza Suite 1000, Houston, TX 77046-1173

Mailing Address

11 Greenway Plaza Suite 1000, Houston, TX 77046-1173

Phone number

(713) 214-1919

Established

Delaware since 11/18/1976

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
INVESCO ADVISERS, INC.	DIRECT OWNER
GREGSON, MARK WILLIAM	CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATING OFFICER/FINOP	2630230
HANCOCK, TRISHA BELL	CHIEF COMPLIANCE OFFICER	4373744
HARRIS, JERRY CLINTON II	DIRECTOR	3275064
KRAMER, BRIAN KEITH	DIRECTOR	4132102
MCDONOUGH, JOHN CARLIN	PRESIDENT/CEO/DIRECTOR	2363299
WISDOM, CRISSIE MCMENNAMY	ANTI-MONEY LAUNDERING COMPLIANCE OFFICER	2793857

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

James Flanagan

INDEPENDENT FINANCIAL GROUP, LLC

IAR

Downers Grove, IL

Flavia Cardozo

J.P. MORGAN SECURITIES LLC

IAR

Naperville, IL

Justin Dagostino

VERTEX PARTNERS

IAR

Downers Grove, IL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Craig T. Sparks

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Craig Thomas Sparks's CRS (Customer Relationship Summary).

Certified licenses

Experience

USAA INVESTMENT SERVICES COMPANY

COMMONWEALTH FINANCIAL NETWORK

MML INVESTORS SERVICES, LLC

MSI FINANCIAL SERVICES, INC.

ONEAMERICA SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

LIBERTY LIFE SECURITIES LLC

LIBERTY LIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/17/2014

SIE

Date: 10/1/2018

Series 7

Date: 3/24/2016

Series 6

Date: 2/17/2014

Series 24

Date: 3/29/2018

FINRA

Current Firm

INVESCO DISTRIBUTORS, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

INVESCO DISTRIBUTORS, INC.

TRUST BUT VERIFY

Similar Advisors