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Ian Tamer Kideys

CRD# 2317272·Registered 1993 - 1997
Previously Registered: Being a previously registered professional could mean that Ian is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ian Tamer Kideys was a registered financial advisor. Ian was a previously registered financial professional and started their career in finance 1993 - 1997. Ian had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

DRAKE & COMPANY, INC.·CRD# 16227
BD
New York, NY
March 14, 1996 - February 21, 1997
H.J. MEYERS & CO., INC.·CRD# 15609
BD
Rochester, NY
November 14, 1995 - March 28, 1996
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
October 11, 1994 - March 9, 1995
PERSHING LLC·CRD# 7560
BD
Jersey City, NJ
February 1, 1994 - October 19, 1994
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
July 31, 1993 - February 1, 1994
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
April 8, 1993 - July 31, 1993

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Current Firm

D&
DRAKE & COMPANY, INC.

DRAKE & COMPANY, INC. | DRAKE CAPITAL SECURITIES, INC.

CRD#: 16227 / SEC#: 8-33490
BD
Terminated by SEC on 12/24/2000

Contact Information

Established

California since 12/27/1984

Firm Type

Corporation

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
DRAKE & COMPANY HOLDINGS, INC.SHAREHOLDER—
BARNETT, DAVID BCFO1669970
LEVINE, DANNY JAYPRESIDENT / CEO / CROP / SROP1007419
LEVINE, GEORGE BERNARDCHAIRMAN & DIRECTOR307904
LEVINE, MARC IRADIRECTOR1945069
WESSEL, MICHELECOMPLIANCE DIRECTOR1017763

Disclosures

Regulatory Event

8

Arbitration

8

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 1993About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1993About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1993About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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