Anthony V. Minopoli

INNOVATIVE ASSET ADVISORS GROUP

SHELTON, CT 06484

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CRD#: 2317218

Professional summary

Anthony Vincent Minopoli, who also goes by Anthony Minopoli, is a registered financial advisor currently at INNOVATIVE ASSET ADVISORS GROUP located in Shelton, Connecticut.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Anthony has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 3 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anthony Minopoli

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) BASILICA OF THE IMMACULATE CONCEPTION FINANCE COMMITTEE, WASHINGTON DC, NOT INVESTMENT RELATED, COMMITTEE MEMBER, STARTED 2009, 2 HRS PER MONTH, 1 DURING TRADING HOURS. 2) Luxy Corporation; Shelton, CT; Non investment related; Began 06/15/2018; Board Member; This is a livery company that is seeking to leverage technology to avoid dead legs for smaller livery companies. I will have no control over any bank accounts and will no do any securities trading on behalf of this company.; 10 hours per month zero hours during securities trading hours. 3) St. Catherines Center for Special Needs; Began 2014; Board Member. School for Special Needs Children; Less than 1 hour per month. 4) St. Lawrence Church, Financial Committee; Began 2025; less than 1 hour per month. 5) Race Brook Country Club Finance Committee; Began 2023; Less than 1 hour per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Vincent Minopoli's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 30, 2025 - Present

INNOVATIVE ASSET ADVISORS GROUP

Office #1: 1 Enterprise Drive, Suite 425, Shelton, CT 06484

RIA

CRD#: 336773

SHELTON, CT

Past

June 8, 2021 - June 2, 2025

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

RIA

CRD#: 174129

New Haven, CT

Past

January 4, 2021 - June 2, 2025

VIGILANT DISTRIBUTORS, LLC

CRD#: 285573

New Haven, CT

Past

February 5, 2015 - December 31, 2020

FORESIDE FUND SERVICES, LLC

CRD#: 46106

New Haven, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(6/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/15/2021

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/10/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/2/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/5/2015

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 3

Date: 6/30/1993

National Commodity Futures Examination

Principal/Supervisory Exam

Series 24

Date: 7/29/2015

General Securities Principal Examination

Current Firm

INNOVATIVE ASSET ADVISORS GROUP

INNOVATIVE ASSET ADVISORS GROUP | INNOVATIVE ASSET ADVISORS GROUP, LLC

CRD#: 336773 / SEC#: 801-133714

RIA

Registered Investment Advisory firm - (6/24/2025 120-Day Approval)

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Contact information

Main Address

1 Enterprise Drive, Suite 425, Shelton, CT 06484

Mailing Address

Phone number

(203) 444-3599

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-2B (5/21/2025)

Regulatory assets under management

Total Number of Accounts	290
AUM (Assets Under Management)	$ 134,490,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Anthony V. Minopoli

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Vincent Minopoli's CRS (Customer Relationship Summary).

Certified licenses

Experience

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

VIGILANT DISTRIBUTORS, LLC

FORESIDE FUND SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/15/2021

Series 63

Date: 3/10/2015

SIE

Date: 10/1/2018

Series 7

Date: 6/2/2015

Series 6

Date: 2/5/2015

Series 3

Date: 6/30/1993

Series 24

Date: 7/29/2015

Current Firm

INNOVATIVE ASSET ADVISORS GROUP

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INNOVATIVE ASSET ADVISORS GROUP

TRUST BUT VERIFY

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