Barry W. Blank
Professional summary
Barry Wayne Blank, who also goes by Barry W Blank, is a registered financial professional currently at J.H. DARBIE & CO., INC. located in Las Vegas, Nevada.
Barry is registered as a RR (Registered Representative) and started their career in finance in 1969. Barry has worked at 17 firms and has passed the Series 63, Series 7TO, Series 52TO, SIE, Series 15, Series 1, Series 9, Series 24, Series 10, Series 4, Series 40 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Barry Wayne Blank's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 25, 2019 - Present
J.H. DARBIE & CO., INC.
November 28, 2016 - July 31, 2019
DIVINE CAPITAL MARKETS LLC
January 3, 2014 - November 2, 2016
CANTONE RESEARCH INC.
September 1, 2010 - January 15, 2014
W.A. CAPITAL MARKETS
February 23, 2009 - September 21, 2010
CANTONE RESEARCH INC.
February 11, 2000 - April 9, 2009
W.A. CAPITAL MARKETS
January 8, 1999 - October 30, 2000
DIRKS & COMPANY, INC.
June 9, 1997 - November 18, 1998
J. ROBBINS SECURITIES, L.L.C
July 7, 1995 - May 9, 1997
COLEMAN & COMPANY SECURITIES, INC.
May 2, 1994 - May 23, 1995
FAB SECURITIES OF AMERICA, INC.
August 2, 1991 - May 12, 1994
DICKINSON & CO.
January 31, 1987 - July 29, 1991
A. T. BROD & CO. INC.
July 25, 1983 - February 3, 1987
ROONEY, PACE INC.
November 10, 1981 - August 11, 1983
MABON, NUGENT & CO.
September 30, 1981 - October 29, 1981
ROSS, STEBBINS INC.
October 26, 1978 - September 30, 1981
JOHN MUIR & CO.
May 27, 1975 - November 15, 1978
WEDBUSH SECURITIES INC.
January 7, 1971 - June 30, 1975
QUINN & CO., INC.
November 11, 1969 - May 5, 1971
GOODBODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/7/2019)
(7/26/2019)
(7/26/2019)
(8/6/2019)
(8/6/2019)
(8/6/2019)
(8/1/2019)
(7/26/2019)
(8/5/2019)
(8/5/2019)
(8/7/2019)
(7/26/2019)
(8/2/2019)
(7/26/2019)
(7/26/2019)
(8/5/2019)
(8/7/2019)
(8/14/2019)
(8/7/2019)
(7/30/2019)
(8/6/2019)
(8/7/2019)
(7/26/2019)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 15
Date: 3/20/1985
Foreign Currency Options ExaminationSeries 1
Date: 3/4/1968
Registered Representative ExaminationSeries 40
Date: 1/24/1976
Registered Principal ExaminationSeries 12
Date: 7/3/1975
NYSE Branch Manager ExaminationFINRA
Nasdaq Stock Market
Current Firm
J.H. DARBIE & CO., INC.
CRD#: 43520 / SEC#: , 8-50335
Contact information
FINRA licenses (46 States and Territories)
Disclosures
| Regulatory Event | 10 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
