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Quentin Thomas Quintana

CRD# 2317118·Registered 1993 - 1998
Barred: Quentin Thomas Quintana was barred by both the FINRA and the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Quentin Thomas Quintana, who also goes by Chris Quintana, was a registered financial advisor. Quentin was a previously registered financial professional and started their career in finance 1993 - 1998. Quentin had worked at 9 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Quintana

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

GLOBAL EQUITIES GROUP INC·CRD# 34039
BD
New York, NY
December 3, 1996 - January 6, 1998
STATE CAPITAL MARKETS CORPORATION·CRD# 13685
BD
New York, NY
May 30, 1996 - September 27, 1996
TOLUCA PACIFIC SECURITIES CORP.·CRD# 13875
BD
Burbank, CA
July 26, 1995 - May 7, 1996
CORTLANDT CAPITAL CORPORATION·CRD# 25152
BD
New York City, NY
July 11, 1995 - July 31, 1995
MEYERS POLLOCK ROBBINS, INC.·CRD# 13436
BD
New York, NY
April 4, 1995 - June 20, 1995
A. T. BROD & CO. INC.·CRD# 1319
BD
Cleveland, OH
October 10, 1994 - March 31, 1995
LT LAWRENCE & CO., INC.·CRD# 31956
BD
New York, NY
April 9, 1994 - August 31, 1994
CORTLANDT CAPITAL CORPORATION·CRD# 25152
BD
New York City, NY
February 3, 1994 - April 15, 1994
H.J. MEYERS & CO., INC.·CRD# 15609
BD
Rochester, NY
August 10, 1993 - November 19, 1993
M.S. FARRELL & COMPANY, INC.·CRD# 24232
BD
Syosset, NY
March 29, 1993 - April 12, 1993

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Current Firm

GE
GLOBAL EQUITIES GROUP INC

GLOBAL EQUITIES GROUP INC | STAR SECURITIES NETWORK, INC. | GLOBAL EQUITIES GROUP, INC.

CRD#: 34039 / SEC#: 8-46197
BD
Terminated by SEC on 03/13/1998

Contact Information

Established

Colorado since 06/05/1993

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1993About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1993About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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