Alexander Feldman
Professional summary
Alexander Feldman is a registered financial professional currently at PACIFIC FINANCIAL ASSOCIATES, INC. located in Parkland, Florida.
Alexander is registered as a RR (Registered Representative) and started their career in finance in 1993. Alexander has worked at 9 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alexander Feldman's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 19, 2011 - Present
PACIFIC FINANCIAL ASSOCIATES, INC.
March 31, 2008 - August 19, 2011
SECURITIES SERVICE NETWORK, LLC
February 7, 1999 - April 1, 2008
TIFFANY CAPITAL CORP.
July 11, 1996 - December 3, 1996
PMG SECURITIES CORPORATION
November 7, 1995 - July 3, 1996
JOSEPH DILLON & COMPANY INC.
January 16, 1995 - October 24, 1995
INVESTORS ASSOCIATES, INC.
August 16, 1993 - September 27, 1993
BURNETT, GREY & CO., INC.
May 19, 1993 - August 3, 1993
JAMES W. BULLARD, JR., INCORPORATED
February 19, 1993 - April 16, 1993
ROBERT TODD FINANCIAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/19/2011)
(7/14/2014)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 12/16/2011
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
PACIFIC FINANCIAL ASSOCIATES, INC.
CRD#: 23772 / SEC#: , 8-40712
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
