Kenneth W. Thomae
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth William Thomae, who also goes by Kenneth Thomas, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1993. Kenneth had worked at 4 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2012 - December 8, 2022
ENDURANCE WEALTH MANAGEMENT, INC.
December 18, 2003 - July 14, 2009
BALDWIN WEALTH PARTNERS, LLC
April 1, 2003 - December 10, 2003
COLUMBIA MANAGEMENT ADVISORS, INC.
January 29, 1993 - April 1, 2003
FLEET INVESTMENT ADVISORS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
ENDURANCE WEALTH MANAGEMENT, INC.
CRD#: 148129 / SEC#: 801-70077
Contact information
Regulatory assets under management
| Total Number of Accounts | 778 |
| AUM (Assets Under Management) | $ 1,029,064,396 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/11/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
