Shikha Mittra

RETIRESMART CONSULTING.

Princeton, NJ 08540

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CRD#: 2316774

Professional summary

Shikha Mittra, AIF®, CFP®, who also goes by Shikha Dutt, is a registered financial advisor currently at RETIRESMART CONSULTING, LLC. located in Princeton, New Jersey.

Shikha is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Shikha has worked at 3 firms and has passed the Series 63 and Series 7 exams.

Biography

Adjunct Faculty at Rutgers State University, New Brunswick, NJ (present)

Regional Board Member of NAPFA (2011 to 2013)

Board of Directors Leadership Award from NAPFA (2013)
Board of Trustees of Financial Planning Association of New Jersey Chapter (2008-2011)
Advisory Board Member of the” Journal of Financial Planning” (2008-2009).

Speaker at various non-profit events.
Provide pro bono work to seniors who cannot afford a planner.

Question & Answer

What are your service offerings?

Retirement Planning

Tax Planning

Retirement Income Management

Investment Planning

Estate Planning

Employee and Employer Plan Ben...

Comprehensive Financial Planni...

Do you have an area of expertise or specialization?

Business Owners

Corporate Executives

High Net Worth Client Needs

Investment Advice with Ongoing...

Retirement Plan Investment Adv...

Women's Financial Planning Iss...

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Yes

Aliases

Shikha Dutt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

VP ,ASNA WORLDWIDE GROUP, NON INVESTMENT RELATED. DO NOT SPEND ANY TIME IN THIS BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shikha Mittra's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

July 25, 2008 - Present

RETIRESMART CONSULTING, LLC.

Office #1: 103 Carnegie Center Suite 300 A, Princeton, NJ 08540

RIA

CRD#: 147693

Princeton, NJ

Past

July 30, 2002 - September 6, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

PRINCETON JUNCTION, NJ

Past

April 13, 1993 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

April 13, 1993 - September 6, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

PRINCETON JUNCTION, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(7/25/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/6/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/12/1993

General Securities Representative Examination

Current Firm

RETIRESMART CONSULTING, LLC.

ASNA RETIRESMART CONSULTING, LLC | RETIRESMART CONSULTING, LLC. | RETIRE SMART CONSULTING, LLC. | ASNA RETIRESMART CONSULTING, LLC.

CRD#: 147693 / SEC#:

New Jersey

Registered Investment Advisory firm - (7/25/2008 Approved)

New York

Registered Investment Advisory firm - (12/3/2010 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

103 Carnegie Center Suite 300 A, Princeton, NJ 08540

Mailing Address

Phone number

(609) 955-3456

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	56
AUM (Assets Under Management)	$ 37,205,226

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Shikha Mittra

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shikha Mittra's CRS (Customer Relationship Summary).

Certified licenses

Experience

RETIRESMART CONSULTING, LLC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/6/1993

Series 7

Date: 4/12/1993

Current Firm

RETIRESMART CONSULTING, LLC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RETIRESMART CONSULTING, LLC.

TRUST BUT VERIFY

Contact information

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