Joel Horsager
Professional Summary
Joel Horsager, who also goes by Joel Z Horsager, Joel Zackary Horsager, is a registered financial advisor currently at RIVERSOURCE DISTRIBUTORS, INC. located in Minneapolis, Minnesota. Joel is registered as a RR (Registered Representative) and started their career in finance in 1993. Joel has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6, Series 24, Series 27 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Joel Z Horsager, Joel Zackary Horsager
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
RIVERSOURCE DISTRIBUTORS, INC.
Contact Information
Main Address
901 3rd Ave S, Minneapolis, MN 55402Mailing Address
5229 Ameriprise Financial Center, Minneapolis, MN 55474Phone Number
(612) 671-7449Established
Delaware since 12/09/2005Firm Type
CorporationFiscal Year End
DecemberFirm Size
MediumFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERIPRISE FINANCIAL, INC | SHAREHOLDER | — |
| BUSCHY, MATTHEW | DIRECTOR (TEXAS DESIGNATED OFFICER) | 4785321 |
| GARDNER, TRACY HOHENSEE | CHIEF COMPLIANCE OFFICER | 2598167 |
| HORWITH, THEODORE ROBERT | CHIEF FINANCIAL OFFICER | 3257001 |
| KNEESHAW, JESSICA A | DIRECTOR | 4619188 |
| MINELLA, PAULA J | GENERAL COUNSEL | 7355568 |
| POOR, JASON JOHN | CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER | 2704246 |
Disclosures
Regulatory Event
2Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/3/2024)
(3/11/2010)
(2/22/2024)
(3/11/2010)
(2/12/2024)
(1/4/2024)
(1/3/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 1993About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Jul 1996About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Joel Horsager's CRS (Customer Relationship Summary).
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