Erik W. Ogard

CWC ADVISORS

Gig Harbor, WA

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CRD#: 2316458

Professional summary

Erik William Ogard is a registered financial advisor currently at CWC ADVISORS, LLC located in Gig Harbor, Washington.

Erik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Erik has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Ogard Capital Market Research, LLC.; Investment-related; 3606 Fox Ct. Gig Harbor, WA 98335; Capital Markets Research; Owner; Researcher; 01/2025; 40 hours/month, 0 during securities trading hours; stock research and model creation. The WealthPlan Group/WealthPlan Compliance; Investment-related; 3606 Fox Ct. Gig Harbor, WA 98335; Advise retirement plan team and work with advisors on client messaging; Chief Investment Strategist effective; 11/2024; 20 hours/month. 0 during securities trading hours; will write weekly investment notes.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik William Ogard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 6, 2025 - Present

CWC ADVISORS, LLC

RIA

CRD#: 127739

Gig Harbor, WA

Past

January 14, 2022 - December 31, 2024

WEALTHPLAN INVESTMENT MANAGEMENT LLC

RIA

CRD#: 311364

Gig Harbor, WA

Past

July 22, 2021 - December 1, 2021

FORTITUDE ADVISORY GROUP L.L.C.

RIA

CRD#: 116083

University Place, WA

Past

August 16, 2018 - June 18, 2020

RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC

CRD#: 329

SEATTLE, WA

Past

October 16, 2013 - April 27, 2018

MONEA INVESTMENTS, LLC

RIA

CRD#: 168037

TACOMA, WA

Past

August 8, 2003 - September 2, 2008

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

CRD#: 21771

TACOMA, WA

Past

April 6, 1993 - August 24, 1994

PIPER SANDLER & CO.

CRD#: 665

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CWC ADVISORS, LLC

CRD#: 127739 / SEC#: 801-62369

RIA

Registered Investment Advisory firm - (10/2/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(2/6/2025)

IAR

Washington
(2/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/20/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/16/2018

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 8/15/2012

National Commodity Futures Examination

Current Firm

CWC ADVISORS, LLC

CRD#: 127739 / SEC#: 801-62369

RIA

Registered Investment Advisory firm - (10/2/2003 Approved)

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Contact information

Main Address

5800 Meadows Road Suite 230, Lake Oswego, OR 97035-8899

Mailing Address

Phone number

(503) 968-0950

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CWC ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,138
AUM (Assets Under Management)	$ 421,489,352

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Erik W. Ogard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik William Ogard's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTHPLAN INVESTMENT MANAGEMENT LLC

FORTITUDE ADVISORY GROUP L.L.C.

RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC

MONEA INVESTMENTS, LLC

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

PIPER SANDLER & CO.

Primary Firm SEC Registration

CWC ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/20/2018

SIE

Date: 10/1/2018

Series 7

Date: 8/16/2018

Series 3

Date: 8/15/2012

Current Firm

CWC ADVISORS, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CWC ADVISORS, LLC

TRUST BUT VERIFY

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